DFX Intelligence

E••• J•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)13 years in industry

E••• J•••••

Advisor at S••••• W••••• A•••••••• I•••

Edina, MN

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Search this name across graphsid dfx:ria:b867d0d2-147b-4632-f1ad-303dc44bf802

Data as of Sep 19, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:07 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Aug 25, 2016 to Sep 19, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••• W••••• A•••••••• I•••
Current firm class: no raum reportedderived
Book size: not public••• Locked
Industry start: Sep 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••• W••••• A•••••••• I•••	No RAUM reported	Sep 18, 2026	n/a	yes	Edina, MN	Current employment
L•••• P••• W••••• M•••••••••	Independent wealth	Nov 17, 2025	Aug 27, 2026	no	MINNEAPOLIS, MN	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•••• P••• W••••• M•••••••••	S••••• W••••• A•••••••• I•••	Aug 27, 2026	Sep 18, 2026	22	Firm change	Other
A••••••••• F•••••••• S•••••••• L••	L•••• P••• W••••• M•••••••••	Nov 10, 2025	Nov 17, 2025

Relationships

Registered with (5)

→ S••••• W••••• A•••••••• I•••Registered adviserregistration: current employment
Sep 18, 2026 to presentfactForm ADV
→ L•••• P••• W••••• M•••••••••Registered adviserregistration: previous registration
Nov 17, 2025 to Aug 27, 2026factForm ADV
→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Jun 30, 2022 to Nov 10, 2025factForm ADV
→ C•••••• S••••• • C••• I•••

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Aug 27, 2026
Advisor changed firm
••• Locked
Form ADVobserved 3 days ago

Show 1 bookkeeping events

Occurred
Sep 18, 2026
••• Locked

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b867d0d2-147b-4632-f1ad-303dc44bf802
First observed: Aug 25, 2016
Last observed: Sep 19, 2026 4 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.