DFX Intelligence
Reading the graph
Reading the graph
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Advisor at K•• C•••••• M••••••••• I•••
HENDERSONVILLE, TN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| K•• C•••••• M••••••••• I••• | Independent wealth | Nov 19, 2025 | n/a | yes | HENDERSONVILLE, TN | Current employment |
| E•••••• A••••••• G••••• L•• | Bd affiliated wealth | Apr 9, 2024 | Nov 13, 2025 | no | GREENWOOD VILLAGE, CO|NASHVILLE, TN |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| E•••••• A••••••• G••••• L•• | K•• C•••••• M••••••••• I••• | Nov 13, 2025 | Nov 19, 2025 | 6 | Firm change | Ibd to RIA |
| K•• Q•••• F••••••••• L•• | E•••••• A••••••• G••••• L•• | May 4, 2022 | Apr 9, 2024 |
| K•• Q•••• F••••••••• L•• | Former SEC adviser | Aug 12, 2021 | May 4, 2022 | no | NASHVILLE, TN | Previous registration |
| F••••••• P••••••• A•• W•••••••• A••••••• | Former SEC adviser | Jul 13, 2018 | Jan 29, 2020 | no | BOSTON, MA | Previous registration |
| S•••••••• A••••••• L•• | National bd RIA | Dec 13, 2017 | Jul 13, 2018 | no | ALTAMONTE SPRINGS, FL | Previous registration |
| 706 |
| Firm change after gap |
| RIA to ibd |
| F••••••• P••••••• A•• W•••••••• A••••••• | K•• Q•••• F••••••••• L•• | Jan 29, 2020 | Aug 12, 2021 | 561 | Firm change after gap | Ibd to RIA |
| S•••••••• A••••••• L•• | F••••••• P••••••• A•• W•••••••• A••••••• | Jul 13, 2018 | Jul 13, 2018 | 0 | Bulk transfer | Ibd to new firm |