DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

K•••• C••••••

K•• C•••••• M••••••••• I•••independent RIAHendersonville, TnIA-onlyIAPD 5297044

Feed of 09/14/2026

Also filed as Keith A Casiano

At current firm

0 y

since Nov 19, 2025

In the industry

11 y

since Jun 1, 2015 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

K•• C•••••• M••••••••• I••• independent RIA current
since Nov 19, 2025 · Hendersonville, Tn
E•••••• A••••••• G••••• L•• BD affiliated
Apr 9, 2024 to Nov 13, 2025 · Greenwood Village, Co
K•• Q•••• F••••••••• L•• former
Aug 12, 2021 to May 4, 2022 · Nashville, Tn
F••••••• P••••••• A•• W•••••••• A••••••• former
Jul 13, 2018 to Jan 29, 2020 · Boston, Ma
S•••••••• A••••••• L•• national BD
Dec 13, 2017 to Jul 13, 2018 · Altamonte Springs, Fl

Moves

a registration end followed by a registration begin elsewhere

E•••••• A••••••• G••••• L•• to K•• C•••••• M••••••••• I•••
left Nov 13, 2025, registered Nov 19, 2025 (6 days) · Affiliated broker-dealer or bank to independent RIA
K•• Q•••• F••••••••• L•• to E•••••• A••••••• G••••• L••
left May 4, 2022, registered Apr 9, 2024 (706 days) · RIA to affiliated broker-dealer or bank
F••••••• P••••••• A•• W•••••••• A••••••• to K•• Q•••• F••••••••• L••
left Jan 29, 2020, registered Aug 12, 2021 (561 days) · Affiliated broker-dealer or bank to independent RIA
S•••••••• A••••••• L•• to F••••••• P••••••• A•• W•••••••• A•••••••
left Jul 13, 2018, registered Jul 13, 2018 (0 days) · corporate re-registration, not a move

Signals

K•••• C•••••• left E•••••• A••••••• G••••• L•• for K•• C•••••• M••••••••• I••• (registered 2025-11-19)
Nov 13, 2025 · Advisor changed firm · fact
K•••• C•••••• left K•• Q•••• F••••••••• L•• for E•••••• A••••••• G••••• L•• (registered 2024-04-09)
May 4, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 11derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address