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Advisor at SFE INVESTMENT COUNSEL INC.
San Luis Obispo, CA | LOS ANGELES, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| SFE INVESTMENT COUNSEL INC. | Independent wealth | Mar 31, 2023 | n/a | yes | LOS ANGELES, CA|San Luis Obispo, CA | Current employment |
| THE CAPROCK GROUP, LLC | Independent wealth | Dec 16, 2008 | Jun 3, 2013 | no | BOISE, ID|BOISE, ID | Previous registration |
| STERN FISHER EDWARDS INC | n/a | Oct 14, 2003 | Jun 30, 2005 | no | LOS ANGELES, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| THE CAPROCK GROUP, LLC | SFE INVESTMENT COUNSEL INC. | Jun 3, 2013 | Mar 31, 2023 | 3,588 | Firm change after gap | Other |
| STERN FISHER EDWARDS INC | THE CAPROCK GROUP, LLC | Jun 30, 2005 | Dec 16, 2008 | 1,265 | Firm change after gap | Other |