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CRD 145530
LOS ANGELES, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| JON MICHAEL KMETT | n/a | LOS ANGELES, CA | 18 | 35 | 1 | no |
| CHARLES EUSTIS BOHLEN | Chartered Financial Analyst | LOS ANGELES, CA | 18 | 31 | 1 | no |
| JAMES THOMAS MOYLAN | Chartered Financial Analyst | LOS ANGELES, CA | 18 | 19 | n/a | no |
| EDWARD JAMES TERNAN | n/a | LOS ANGELES, CA | 18 | 21 | n/a | no |
| DAVID JOHN THOMSEN | n/a | LOS ANGELES, CA | 18 | 22 | n/a | no |
| MARK LARRY DELGADILLO | n/a | Los Angeles, CA | 6 | 40 | 6 | no |
| GREGORY CANNON GIAUQUE | n/a | San Luis Obispo, CA | LOS ANGELES, CA | 3 | 28 | 2 | no |
| JEFFREY N. EISFELDER | Certified Financial Planner | LOS ANGELES, CA | 0 | 29 | 5 | no |
| TERI MAY MCCASLAND | n/a | LOS ANGELES, CA | 0 | 29 | 1 | no |
| Charles Eustis Bohlen | n/a | LOS ANGELES, CA | 0 | 11 | n/a | no |
| Peter Nicholas Scholl Bohlen | n/a | LOS ANGELES, CA | 0 | 10 | n/a | no |
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| SFE ALTERNATIVE INVESTMENT FUND II LLC | Private Equity Fund | $625,580 | Dec 12, 2024 | 25 | Dec 10, 2012 | reported | n/a |
| SFE ALTERNATIVE INVESTMENT FUND I LLC | Private Equity Fund | $494,340 | Dec 12, 2024 | 14 | Dec 10, 2012 | reported | n/a |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| BOHLEN, CHARLES, EUSTIS | VICE PRESIDENT, CO-CHIEF INVESTMENT OFFICER | Na | yes | 09/2007 | Dec 2, 2011 | Dec 12, 2024 |
| KMETT FAMILY TRUST DATED 12/14/2018 | DIRECT OWNER | C | yes | 12/2018 | Feb 23, 2021 | Dec 12, 2024 |
| KMETT, JON, MICHAEL | PRESIDENT, DIRECTOR & CFO | C | yes | 09/2007 | Dec 2, 2011 | Dec 12, 2024 |
| MCCASLAND, TERI, MAY | VP, & DIRECTOR | Na | yes | 09/2007 | Dec 2, 2011 | Dec 12, 2024 |
| MOYLAN, JAMES, THOMAS | VICE PRESIDENT/CO-CHIEF INVESTMENT OFFICER | C | yes | 12/2020 | Dec 2, 2011 | Dec 12, 2024 |
| ARNOLD, DONNA, SALINAS | CHIEF COMPLIANCE OFFICER | Na | no | 09/2024 | Dec 12, 2024 | Dec 12, 2024 |
| THE ALANA MOYLAN AND JAMES MOYLAN LIVING TRUST DATED 2/23/2012 | DIRECT OWNER | C | no | 02/2012 | Feb 23, 2021 | Dec 12, 2024 |
| THE THOMSEN FAMILY TRUST DATED 9/27/2007 | DIRECT OWNER | C | no | 09/2007 | Feb 23, 2021 | Dec 12, 2024 |
| THOMSEN, DAVID, JOHN | VP, DIRECTOR, BUSINESS DEVELOPMENT | C | no | 09/2007 | Dec 2, 2011 | Dec 12, 2024 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2024 | Feb 28, 2025 | $582M | $550M | 11 | 8 | 0 | 2 | n/a |
| 2023 | Nov 29, 2023 | $442M | $410M | 11 | 8 | 0 | 2 | $1.9M |
| 2022 | Dec 22, 2022 | $389M | $364M | 10 | 7 | 0 | 2 | $2.8M |
| 2021 | Nov 29, 2021 | $446M | $414M | 10 | 7 | 0 | 2 | $3.9M |
| 2020 | Dec 23, 2020 | $340M | $315M | 11 | 8 | 0 | 2 | $9.5M |
| 2019 | Dec 12, 2019 | $303M | $281M | 10 | 10 | 0 | 2 | $9.5M |
| 2018 | Dec 14, 2018 | $327M | $296M | 11 | 11 | 0 | 2 | $14.9M |
| 2017 | Dec 12, 2017 | $319M | $281M | 11 | 11 | 0 | 2 | $14.9M |
| 2016 | Dec 8, 2016 | $306M | $266M | 9 | 9 | n/a | 2 | $19.6M |
| 2015 | Dec 9, 2015 | $294M | $262M | 9 | 6 | n/a | 2 | $30.3M |
| 2014 | Nov 20, 2014 | $321M | $290M | 11 | 8 | n/a | 2 | $30.3M |
| 2013 | Oct 18, 2013 | $287M | $259M | 8 | 8 | n/a | 2 | $30.3M |
| 2012 | Dec 10, 2012 | $254M | $222M | 8 | 8 | n/a | 2 | $39.0M |
| 2011 | Dec 2, 2011 | $222M | $193M | n/a | n/a | n/a | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 2 | 0 | 2 | 0.0% | 0 | 0 | 0 | 2 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2024 | $748M | $442M | 69.4% | $446M | 18.9% | 14 | 11 | 0 | 0 |