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Advisor at MODERN CAPITAL ADVISORS, LLC
Senoia, GA | RALEIGH, NC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MODERN CAPITAL ADVISORS, LLC | Independent wealth | Jan 13, 2022 | n/a | yes | RALEIGH, NC|Senoia, GA | Current employment |
| MODERN CAPITAL ADVISORS, LLC | Independent wealth | Feb 14, 2018 | Dec 31, 2021 | no | Senoia, GA|RALEIGH, NC | Previous registration |
| MML INVESTORS SERVICES, LLC | Bd affiliated wealth | Mar 25, 2017 | Dec 21, 2017 | no | Peachtree Corners, GA | Previous registration |
| MSI FINANCIAL SERVICES, INC. | Former SEC adviser | Oct 21, 2016 | Mar 25, 2017 | no | ATLANTA, GA | Previous registration |
| FIRST COMMAND ADVISORY SERVICES | Bd affiliated wealth | Dec 15, 2015 | Jul 15, 2016 | no | FORT WORTH, TX | Previous registration |
| FIRST COMMAND BANK | n/a | Apr 12, 2004 | Sep 2, 2005 | no | FORT WORTH, TX | Previous registration |
| FIRST COMMAND FINANCIAL PLANNING, INC. | Former SEC adviser | Feb 20, 2003 | Dec 15, 2015 | no | TYRONE, GA|TYRONE, GA|TYRONE, GA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MML INVESTORS SERVICES, LLC | MODERN CAPITAL ADVISORS, LLC | Dec 21, 2017 | Feb 14, 2018 | 55 | Firm change | Other |
| MSI FINANCIAL SERVICES, INC. | MML INVESTORS SERVICES, LLC | Mar 25, 2017 | Mar 25, 2017 | 0 | Bulk transfer | Other |
| FIRST COMMAND ADVISORY SERVICES | MSI FINANCIAL SERVICES, INC. | Jul 15, 2016 | Oct 21, 2016 | 98 | Firm change | Other |
| FIRST COMMAND FINANCIAL PLANNING, INC. | FIRST COMMAND BANK | Dec 15, 2015 | Apr 12, 2004 | -4,264 | Firm change after gap | Other |
| FIRST COMMAND BANK | FIRST COMMAND ADVISORY SERVICES | Sep 2, 2005 | Dec 15, 2015 | 3,756 | Firm change after gap | Other |