RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• E•••• A•••••••
- M••••• C•••••• A•••••••• L•• independent RIA currentsince Jan 13, 2022 · Raleigh, Nc
- M••••• C•••••• A•••••••• L•• independent RIAFeb 14, 2018 to Dec 31, 2021 · Senoia, Ga
- M•• I•••••••• S•••••••• L•• BD affiliatedMar 25, 2017 to Dec 21, 2017 · Peachtree Corners, Ga
- M•• F•••••••• S•••••••• I••• formerOct 21, 2016 to Mar 25, 2017 · Atlanta, Ga
- F•••• C•••••• A••••••• S••••••• BD affiliatedDec 15, 2015 to Jul 15, 2016 · Fort Worth, Tx
- F•••• C•••••• B••• unclassifiedApr 12, 2004 to Sep 2, 2005 · Fort Worth, Tx
- F•••• C•••••• F•••••••• P•••••••• I••• formerFeb 20, 2003 to Dec 15, 2015 · Tyrone, Ga
- M•• I•••••••• S•••••••• L•• to M••••• C•••••• A•••••••• L••left Dec 21, 2017, registered Feb 14, 2018 (55 days) · Other
- M•• F•••••••• S•••••••• I••• to M•• I•••••••• S•••••••• L••left Mar 25, 2017, registered Mar 25, 2017 (0 days) · corporate re-registration, not a move
- F•••• C•••••• A••••••• S••••••• to M•• F•••••••• S•••••••• I•••left Jul 15, 2016, registered Oct 21, 2016 (98 days) · Other
- F•••• C•••••• F•••••••• P•••••••• I••• to F•••• C•••••• B•••left Dec 15, 2015, registered Apr 12, 2004 (-4264 days) · Other
- F•••• C•••••• B••• to F•••• C•••••• A••••••• S•••••••left Sep 2, 2005, registered Dec 15, 2015 (3756 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 37derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address