DFX Intelligence
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Advisor at W•••• F•••• A•••••••
DALLAS, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| W•••• F•••• A••••••• | Wirehouse | Sep 22, 2023 | n/a | yes | DALLAS, TX | Current employment |
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | Bd affiliated wealth | Oct 22, 2018 | Sep 28, 2023 | no | LEWISVILLE, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | W•••• F•••• A••••••• | Sep 28, 2023 | Sep 22, 2023 | -6 | Firm change | Ibd to wirehouse |
| W•••• F•••• A••••••• | R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | Nov 9, 2018 | Oct 22, 2018 |
| W•••• F•••• A••••••• | Wirehouse | Mar 21, 2003 | Nov 9, 2018 | no | LEWISVILLE, TX|FULTON, MD | Previous registration |
| M••••• S•••••• D• I••• | n/a | Dec 15, 1999 | Mar 25, 2003 | no | DALLAS, TX | Previous registration |
| -18 |
| Firm change |
| Wirehouse to ibd |
| M••••• S•••••• D• I••• | W•••• F•••• A••••••• | Mar 25, 2003 | Mar 21, 2003 | -4 | Firm change | Other |