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RIA / WealthAdvisor11 years in industry

Dimitry Prophete

Advisor at HIGHTOWER ADVISORS, LLC

Frisco, TX | CHICAGO, IL

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Search this name across graphsid dfx:ria:b899eb86-00d9-6109-47aa-31261b2a8e27

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:13 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 3
On other graphs: 0
Observed: Jan 3, 2022 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: HIGHTOWER ADVISORS, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Dec 10, 2021
First registration: Jan 3, 2022
Dual registered: no
IAPD individual key: 7402213

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
HIGHTOWER ADVISORS, LLC	Bd affiliated wealth	Feb 3, 2026	n/a	yes	CHICAGO, IL\|Frisco, TX	Current employment
OSAIC ADVISORY SERVICES, LLC	Bd affiliated wealth	Feb 5, 2025	Jan 6, 2026	no	Plantation, FL\|ATLANTA, GA	Previous registration
OSAIC WEALTH, INC.	Bd affiliated wealth	Feb 4, 2025	Feb 5, 2025	no	Plantation, FL	Previous registration
GOLDMAN SACHS WEALTH SERVICES, L.P.	Bd affiliated wealth	Jan 3, 2022	Nov 3, 2023	no	West Palm Beach, FL\|Miami, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
OSAIC ADVISORY SERVICES, LLC	HIGHTOWER ADVISORS, LLC	Jan 6, 2026	Feb 3, 2026	28	Firm change	Ibd to ibd
OSAIC WEALTH, INC.	OSAIC ADVISORY SERVICES, LLC	Feb 5, 2025	Feb 5, 2025	0	Firm change	Ibd to ibd
GOLDMAN SACHS WEALTH SERVICES, L.P.	OSAIC WEALTH, INC.	Nov 3, 2023	Feb 4, 2025	459	Firm change after gap	Ibd to ibd

Relationships

Registered with (4)

→ HIGHTOWER ADVISORS, LLCRegistered adviserregistration: current employment
Feb 3, 2026 to presentfactForm ADV
→ OSAIC ADVISORY SERVICES, LLCRegistered adviserregistration: previous registration
Feb 5, 2025 to Jan 6, 2026factForm ADV
→ OSAIC WEALTH, INC.Registered adviserregistration: previous registration
Feb 4, 2025 to Feb 5, 2025factForm ADV
→ GOLDMAN SACHS WEALTH SERVICES, L.P.Registered adviserregistration: previous registration
Jan 3, 2022 to Nov 3, 2023factForm ADV

Dated events

Occurred
Jan 6, 2026
Advisor changed firm
Dimitry Prophete left Osaic Advisory Services, Llc for Hightower Advisors, Llc (registered 2026-02-03)
Form ADVobserved 6 days ago
Occurred
Feb 5, 2025
Advisor changed firm
Dimitry Prophete left Osaic Wealth, Inc. for Osaic Advisory Services, Llc (registered 2025-02-05)
Form ADVobserved 6 days ago
Occurred
Nov 3, 2023
Advisor changed firm
Dimitry Prophete left Goldman Sachs Wealth Services, L.P. for Osaic Wealth, Inc. (registered 2025-02-04)
Form ADVobserved 6 days ago