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Advisor at STONEHURST CAPITAL MANAGEMENT, LLC
BOXFORD, MA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| STONEHURST CAPITAL MANAGEMENT, LLC | State registered | Mar 14, 2016 | n/a | yes | BOXFORD, MA | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Oct 23, 2009 | Feb 9, 2016 | no | BOSTON, MA|BOSTON, MA | Previous registration |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | n/a | Jul 15, 2008 | Oct 23, 2009 | no | BOSTON, MA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | STONEHURST CAPITAL MANAGEMENT, LLC | Feb 9, 2016 | Mar 14, 2016 | 34 | Firm change | Wirehouse to state RIA |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Oct 23, 2009 | Oct 23, 2009 | 0 | Bulk transfer | Other |