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Advisor at CORRIGIT CAPITAL GROUP
PASADENA, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CORRIGIT CAPITAL GROUP | State registered | Sep 3, 2026 | n/a | yes | PASADENA, CA | Current employment |
| CHARLES SCHWAB & CO., INC. | National bd RIA | Jan 26, 2022 | Aug 19, 2026 | no | Pasadena, CA|Pasadena, CA | Previous registration |
| TD AMERITRADE, INC. | Former SEC adviser | Feb 27, 2018 | Oct 14, 2022 | no | SAN GABRIEL, CA|Pasadena, CA | Previous registration |
| TD AMERITRADE INVESTMENT MANAGEMENT, LLC | Former SEC adviser | Feb 26, 2018 | Sep 7, 2023 | no | OMAHA, NE|SAN GABRIEL, CA|PASADENA, CA | Previous registration |
| SCOTTRADE INVESTMENT MANAGEMENT | Former SEC adviser | Jan 27, 2017 | Feb 26, 2018 | no | SAINT LOUIS, MO | Previous registration |
| MORGAN STANLEY | Wirehouse | Nov 16, 2015 | Sep 30, 2016 | no | CLAREMONT, CA|Pasadena, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CHARLES SCHWAB & CO., INC. | CORRIGIT CAPITAL GROUP | Aug 19, 2026 | Sep 3, 2026 | 15 | Firm change | Ibd to state RIA |
| TD AMERITRADE INVESTMENT MANAGEMENT, LLC | TD AMERITRADE, INC. | Sep 7, 2023 | Feb 27, 2018 | -2,018 | Channel change | Other |
| TD AMERITRADE, INC. | CHARLES SCHWAB & CO., INC. | Oct 14, 2022 | Jan 26, 2022 | -261 | Channel change | Other |
| SCOTTRADE INVESTMENT MANAGEMENT | TD AMERITRADE INVESTMENT MANAGEMENT, LLC | Feb 26, 2018 | Feb 26, 2018 | 0 | Bulk transfer | Ibd to RIA |
| MORGAN STANLEY | SCOTTRADE INVESTMENT MANAGEMENT | Sep 30, 2016 | Jan 27, 2017 | 119 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 111514:7870:CA:2023-09-07 | Sep 7, 2023 | Feb 27, 2018 | PASADENA, CA | Firm change after gap |
| 7870:5393:CA:2022-10-05 | Oct 14, 2022 | Jan 26, 2022 | PASADENA, CA | Firm change after gap |