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Advisor at A.G.P / ALLIANCE GLOBAL PARTNERS
New York, NY | Hingham, MA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| A.G.P / ALLIANCE GLOBAL PARTNERS | Independent wealth | May 14, 2021 | n/a | yes | New York, NY|Hingham, MA | Current employment |
| AEGIS CAPITAL CORP. | Bd affiliated wealth | Jul 28, 2014 | May 4, 2021 | no | PARIS|NEW YORK, NY|PARIS|PARIS|NEW YORK, NY|NEW YORK, NY | Previous registration |
| DU PASQUIER ASSET MANAGEMENT | Former SEC adviser | Jul 15, 2005 | Jul 25, 2014 | no | PARIS|PARIS | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| AEGIS CAPITAL CORP. | A.G.P / ALLIANCE GLOBAL PARTNERS | May 4, 2021 | May 14, 2021 | 10 | Firm change | Ibd to RIA |
| DU PASQUIER ASSET MANAGEMENT | AEGIS CAPITAL CORP. | Jul 25, 2014 | Jul 28, 2014 | 3 | Firm change | Other |