DFX Intelligence

Data Factory

RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

DU PASQUIER ASSET MANAGEMENT

DUPASQUIER & CO., INC., CRD 24750

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:57bda154-098a-e9b1-3e75-5a6fd3f49dfb

Data as of Apr 24, 2014 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:41 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 1
Observed: Mar 29, 2012 to Apr 24, 2014
5 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

DU Pasquier Asset Management

Intermediary · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $48.8MItem 5.F on the latest filing (2014-04-24); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $48.8M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 6
Advisory employees: 3
Accounts: 118
SEC number: 801-61795
CRD: 24750
Filings on the tape: 5
First filed: Mar 29, 2012
Latest filed: Apr 24, 2014
Organised: Corporation, Delaware

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
MORAN, CHRISTOPHER JOHN	VP AND FINOP	E	yes	07/1989	Mar 29, 2012	Apr 24, 2014
MORAN, DOROTHY MARIE	PRESIDENT & CHIEF COMPLIANCE OFFICER	Na	yes	07/1989	Mar 29, 2012	Apr 24, 2014

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2013	Mar 31, 2014	$48.8M	$48.8M	6	3	n/a	n/a	n/a
2012	Apr 1, 2013	$30.6M	$30.6M	4	4	n/a	n/a	n/a
2011	Mar 29, 2012	$42.5M	$41.4M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2013	$48.8M	$30.6M	59.3%	n/a	n/a	6	4	n/a	n/a

Relationships

Controls (2)

← MORAN, CHRISTOPHER JOHNOwnerVP AND FINOP, ownership code E, individual
Mar 29, 2012 to presentfactForm ADV
← MORAN, DOROTHY MARIEOwnerPRESIDENT & CHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 29, 2012 to presentfactForm ADV

Registered with (2)

← RICHARD HAROLD WILSONAdvisorregistration: previous registration
Jul 15, 2005 to Jul 25, 2014factForm ADV
← TOM TOWER HAMILTONAdvisorregistration: previous registration
Jul 1, 2009 to Jan 4, 2012factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:57bda154-098a-e9b1-3e75-5a6fd3f49dfb
First observed: Mar 29, 2012
Last observed: Apr 24, 2014 151 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

DU PASQUIER ASSET MANAGEMENT

DUPASQUIER & CO., INC., CRD 24750

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:57bda154-098a-e9b1-3e75-5a6fd3f49dfb

Data as of Apr 24, 2014 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:41 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

MORAN, CHRISTOPHER JOHN

VP AND FINOP

yes

07/1989

Mar 29, 2012

Apr 24, 2014

MORAN, DOROTHY MARIE

PRESIDENT & CHIEF COMPLIANCE OFFICER

yes

07/1989

Mar 29, 2012

Apr 24, 2014

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2013

Mar 31, 2014

$48.8M

n/a

2012

Apr 1, 2013

$30.6M

n/a

2011

Mar 29, 2012

$42.5M

$41.4M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2013

$48.8M

$30.6M

59.3%

n/a