DFX Intelligence

S•••• W•••••• P•••••• C••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner26 years in industry

S•••• W•••••• P•••••• C••••

Advisor at R•••••• W••••• P•••••••• L••

Louisville, KY

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Search this name across graphsid dfx:ria:b8cda79d-f579-a7e0-82d3-62f99612e2f0

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:09 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: May 31, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•••••• W••••• P•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 27, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R•••••• W••••• P•••••••• L••	Independent wealth	Jan 17, 2017	n/a	yes	Louisville, KY	Current employment
J••••• H•••••••• W••• L••••• L••	Former SEC adviser	Sep 26, 2008	Feb 10, 2017	no	LOUISVILLE, KY	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
J••••• H•••••••• W••• L••••• L••	R•••••• W••••• P•••••••• L••	Feb 10, 2017	Jan 17, 2017	-24	Firm change	Other
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	J••••• H•••••••• W••• L••••• L••	Sep 30, 2008	Sep 26, 2008

Team moves

••• Locked

Team	Left	Joined	From	Kind
453:286230:KY:2017-02-10	Feb 10, 2017	Jan 17, 2017	LOUISVILLE, KY	Firm change

Relationships

Registered with (3)

→ R•••••• W••••• P•••••••• L••Registered adviserregistration: current employment
Jan 17, 2017 to presentfactForm ADV
→ J••••• H•••••••• W••• L••••• L••Registered adviserregistration: previous registration
Sep 26, 2008 to Feb 10, 2017factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
May 31, 2001 to Sep 30, 2008factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b8cda79d-f579-a7e0-82d3-62f99612e2f0
First observed: May 31, 2001
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.