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RIA / WealthAdvisorChartered Financial Analyst31 years in industry

David HM Baker

Advisor at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

DOVER, NH | BOSTON, MA | PLYMOUTH, MN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b8e129c6-bdc7-6db0-0992-4f73e08027a6

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:16 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 1
Observed: Jun 30, 2003 to Sep 15, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

David Baker

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 30, 1994earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 1
Current registrations: 1
Registered states: 2
Designations: Chartered Financial Analyst
Exams: S63
First exam: Sep 30, 1994
First registration: Jun 30, 2003
Dual registered: no
Other names: DAVID BAKER
IAPD individual key: 2549952

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	Bd affiliated wealth	Apr 7, 2021	n/a	yes	BOSTON, MA\|PLYMOUTH, MN\|DOVER, NH	Current employment
NORTH AMERICAN MANAGEMENT CORP	Former SEC adviser	Jun 30, 2003	Apr 14, 2021	no	BOSTON, MA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
NORTH AMERICAN MANAGEMENT CORP	WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	Apr 14, 2021	Apr 7, 2021	-7	Firm change	RIA to ibd

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
104825:116407:MA:2021-04-14	Apr 14, 2021	Apr 7, 2021	BOSTON, MA	Firm change

Relationships

Registered with (2)

→ WEALTH ENHANCEMENT ADVISORY SERVICES, LLCRegistered adviserregistration: current employment
Apr 7, 2021 to presentfactForm ADV
→ NORTH AMERICAN MANAGEMENT CORPRegistered adviserregistration: previous registration
Jun 30, 2003 to Apr 14, 2021factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b8e129c6-bdc7-6db0-0992-4f73e08027a6
First observed: Jun 30, 2003
Last observed: Sep 15, 2026 4 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

David HM Baker

Advisor at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

DOVER, NH | BOSTON, MA | PLYMOUTH, MN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b8e129c6-bdc7-6db0-0992-4f73e08027a6

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:16 PM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Bd affiliated wealth

Apr 7, 2021

n/a

yes

BOSTON, MA|PLYMOUTH, MN|DOVER, NH

Current employment

NORTH AMERICAN MANAGEMENT CORP

Former SEC adviser

Jun 30, 2003

Apr 14, 2021

BOSTON, MA

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

NORTH AMERICAN MANAGEMENT CORP

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Apr 14, 2021

Apr 7, 2021

-7

Firm change

RIA to ibd

Team

Left

Joined

From

Kind

104825:116407:MA:2021-04-14

Apr 14, 2021

Apr 7, 2021

BOSTON, MA

Firm change