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RIA / WealthAdvisordual registered (broker-dealer)21 years in industry

Edward Hoffman

Advisor at SANDERS MORRIS LLC

Dallas, TX

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Search this name across graphsid dfx:ria:b8e9732e-7f69-281d-a78f-24ac1cc079e5

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:41 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: May 28, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SANDERS MORRIS LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 3, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S63|S66|S65
First exam: Jun 3, 2005
First registration: May 28, 2008
Dual registered: yes, broker-dealer
Other names: EDWARD PAUL HOFFMAN|EDWARD PAUL HOFFMAN
IAPD individual key: 4154319

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SANDERS MORRIS LLC	Independent wealth	Mar 25, 2020	n/a	yes	Dallas, TX	Current employment
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	May 12, 2017	Apr 2, 2018	no	DALLAS, TX	Previous registration
MORGAN STANLEY	Wirehouse	Nov 3, 2015	Feb 17, 2017	no	Dallas, TX	Previous registration
DELOS INVESTMENT MANAGEMENT LLC	n/a	May 28, 2008	Nov 25, 2014	no	DALLAS, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	SANDERS MORRIS LLC	Apr 2, 2018	Mar 25, 2020	723	Firm change after gap	Wirehouse to RIA
MORGAN STANLEY	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Feb 17, 2017	May 12, 2017	84	Firm change	Wirehouse to wirehouse
DELOS INVESTMENT MANAGEMENT LLC	MORGAN STANLEY	Nov 25, 2014	Nov 3, 2015	343	Firm change	Other

Relationships

Registered with (4)

→ SANDERS MORRIS LLCRegistered adviserregistration: current employment
Mar 25, 2020 to presentfactForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
May 12, 2017 to Apr 2, 2018factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Nov 3, 2015 to Feb 17, 2017factForm ADV
→ DELOS INVESTMENT MANAGEMENT LLCRegistered adviserregistration: previous registration
May 28, 2008 to Nov 25, 2014factForm ADV

Dated events

No dated event names this entity yet.