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Advisor at RAYMOND JAMES & ASSOCIATES, INC.
Anna Maria Island, FL | BEXLEY, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES, INC. | National bd RIA | Sep 15, 2016 | n/a | yes | BEXLEY, OH|Anna Maria Island, FL | Current employment |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Apr 20, 2009 | Sep 26, 2016 | no | NEW ALBANY, OH | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Feb 21, 2006 | May 7, 2009 | no | COLUMBUS, OH|COLUMBUS, OH|NEW YORK, NY|COLUMBUS, OH | Previous registration |
| LEGG MASON WOOD WALKER, INCORPORATED | n/a | Nov 17, 2000 | Feb 21, 2006 | no | COLUMBUS, OH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | RAYMOND JAMES & ASSOCIATES, INC. | Sep 26, 2016 | Sep 15, 2016 | -11 | Firm change | Wirehouse to ibd |
| CITIGROUP GLOBAL MARKETS INC. | UBS FINANCIAL SERVICES INC. | May 7, 2009 | Apr 20, 2009 | -17 | Firm change | Other |
| LEGG MASON WOOD WALKER, INCORPORATED | CITIGROUP GLOBAL MARKETS INC. | Feb 21, 2006 | Feb 21, 2006 | 0 | Bulk transfer | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 8174:705:OH:2016-09-26 | Sep 26, 2016 | Sep 15, 2016 | NEW ALBANY, OH | Firm change |