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Registered advisor
G••••• P•••••• E••••••
Feed of 09/14/2026
At current firm
10 y
since Sep 15, 2016
In the industry
25 y
since Oct 12, 2000 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- R•••••• J•••• • A••••••••• I••• national BD currentsince Sep 15, 2016 · Bexley, Oh
- U•• F•••••••• S••••••• I••• wirehouseApr 20, 2009 to Sep 26, 2016 · New Albany, Oh
- C•••••••• G••••• M•••••• I••• BD affiliatedFeb 21, 2006 to May 7, 2009 · Columbus, Oh
- L••• M•••• W••• W•••••• I••••••••• unclassifiedNov 17, 2000 to Feb 21, 2006 · Columbus, Oh
Moves
a registration end followed by a registration begin elsewhere
- U•• F•••••••• S••••••• I••• to R•••••• J•••• • A••••••••• I•••left Sep 26, 2016, registered Sep 15, 2016 (-11 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
- C•••••••• G••••• M•••••• I••• to U•• F•••••••• S••••••• I•••left May 7, 2009, registered Apr 20, 2009 (-17 days) · Other
- L••• M•••• W••• W•••••• I••••••••• to C•••••••• G••••• M•••••• I•••left Feb 21, 2006, registered Feb 21, 2006 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address