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Reading the graph
Advisor at ROBERT W. BAIRD & CO. INCORPORATED
Lake Oswego, OR
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ROBERT W. BAIRD & CO. INCORPORATED | Mixed wealth | May 4, 2012 | n/a | yes | Lake Oswego, OR | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Oct 23, 2009 | May 7, 2012 | no | PORTLAND, OR|PORTLAND, OR|PORTLAND, OR|PORTLAND, OR | Previous registration |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | n/a | Nov 10, 2004 | Oct 23, 2009 | no | PORTLAND, OR|PORTLAND, OR|PORTLAND, OR | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | ROBERT W. BAIRD & CO. INCORPORATED | May 7, 2012 | May 4, 2012 | -3 | Firm change | Other |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Oct 23, 2009 | Oct 23, 2009 | 0 | Bulk transfer | Other |