DFX Intelligence

D••••• R•• K••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor11 years in industry

D••••• R•• K••••••

Advisor at C•••••• A••••••• S•••••••• L••

Franklin, TN | DALLAS, TX

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Search this name across graphsid dfx:ria:b8fc2a32-889f-b5b8-ac78-e30f4c59d92e

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:04 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Oct 9, 2023 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• A••••••• S•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• A••••••• S•••••••• L••	Independent wealth	Jun 6, 2025	n/a	yes	Franklin, TN\|DALLAS, TX	Current employment
F•••••••• • T•• A••••••••• L••	Independent wealth	Dec 16, 2024	Jun 10, 2025	no	SPRING HILL, TN\|ST. LOUIS, MO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F•••••••• • T•• A••••••••• L••	C•••••• A••••••• S•••••••• L••	Jun 10, 2025	Jun 6, 2025	-4	Firm change	RIA to RIA
F•••• A••••••• N•••••••• L••	F•••••••• • T•• A••••••••• L••	Jan 16, 2025	Dec 16, 2024

Relationships

Registered with (3)

→ C•••••• A••••••• S•••••••• L••Registered adviserregistration: current employment
Jun 6, 2025 to presentfactForm ADV
→ F•••••••• • T•• A••••••••• L••Registered adviserregistration: previous registration
Dec 16, 2024 to Jun 10, 2025factForm ADV
→ F•••• A••••••• N•••••••• L••Registered adviserregistration: previous registration
Oct 9, 2023 to Jan 16, 2025factForm ADV

Dated events

Occurred
Jun 10, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Jan 16, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b8fc2a32-889f-b5b8-ac78-e30f4c59d92e
First observed: Oct 9, 2023
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.