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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultant35 years in industry

TIMOTHY PATRICK MCGRATH

Advisor at RIVERPOINT WEALTH MANAGEMENT

CHICAGO, IL

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:44 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Oct 1, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RIVERPOINT WEALTH MANAGEMENT
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 15, 1991earliest registration or exam on IAPD
Years in industry: 35derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner|Chartered Financial Consultant
Exams: S63|S65
First exam: Apr 15, 1991
First registration: Oct 1, 2001
Dual registered: no
Other names: TIM MCGRATH
IAPD individual key: 1950510

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RIVERPOINT WEALTH MANAGEMENT	Independent wealth	Sep 25, 2013	n/a	yes	CHICAGO, IL	Current employment
LPL FINANCIAL LLC	Bd affiliated wealth	Aug 1, 2007	Oct 28, 2015	no	CHICAGO, IL\|FORT MILL, SC\|CHICAGO, IL	Previous registration
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	No RAUM reported	Jan 23, 2006	Aug 7, 2007	no	CHICAGO, IL\|CHICAGO, IL	Previous registration
NORTHWESTERN MUTUAL WEALTH MANAGEMENT COMPANY	n/a	May 20, 2003	Apr 30, 2007	no	MILWAUKEE, WI	Previous registration
NETWORK PLANNING ADVISORS, L.L.C.	n/a	Oct 1, 2001	Jan 31, 2006	no	CHICAGO, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LPL FINANCIAL LLC	RIVERPOINT WEALTH MANAGEMENT	Oct 28, 2015	Sep 25, 2013	-763	Firm change after gap	Other
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	LPL FINANCIAL LLC	Aug 7, 2007	Aug 1, 2007	-6	Firm change	Other
NORTHWESTERN MUTUAL WEALTH MANAGEMENT COMPANY	NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	Apr 30, 2007	Jan 23, 2006	-462	Bulk transfer	Other
NETWORK PLANNING ADVISORS, L.L.C.	NORTHWESTERN MUTUAL WEALTH MANAGEMENT COMPANY	Jan 31, 2006	May 20, 2003	-987	Firm change after gap	Other

Relationships

Registered with (5)

→ RIVERPOINT WEALTH MANAGEMENTRegistered adviserregistration: current employment
Sep 25, 2013 to presentfactForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Aug 1, 2007 to Oct 28, 2015factForm ADV
→ NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLCRegistered adviserregistration: previous registration
Jan 23, 2006 to Aug 7, 2007factForm ADV
→ NORTHWESTERN MUTUAL WEALTH MANAGEMENT COMPANYRegistered adviserregistration: previous registration
May 20, 2003 to Apr 30, 2007factForm ADV
→ NETWORK PLANNING ADVISORS, L.L.C.Registered adviserregistration: previous registration
Oct 1, 2001 to Jan 31, 2006factForm ADV

Dated events

No dated event names this entity yet.