DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Timothy Patrick Mcgrath
Certified Financial Planner · Chartered Financial Consultant
Feed of 09/14/2026
Also filed as Tim Mcgrath
At current firm
12 y
since Sep 25, 2013
In the industry
35 y
since Apr 15, 1991 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Riverpoint Wealth Management independent RIA currentsince Sep 25, 2013 · Chicago, Il
- LPL Financial LLC BD affiliatedAug 1, 2007 to Oct 28, 2015 · Chicago, Il
- Northwestern Mutual Investment Services,LLC no RAUMJan 23, 2006 to Aug 7, 2007 · Chicago, Il
- Northwestern Mutual Wealth Management Company unclassifiedMay 20, 2003 to Apr 30, 2007 · Milwaukee, Wi
- Network Planning Advisors, L.L.C. unclassifiedOct 1, 2001 to Jan 31, 2006 · Chicago, Il
Moves
a registration end followed by a registration begin elsewhere
- LPL Financial LLC to Riverpoint Wealth Managementleft Oct 28, 2015, registered Sep 25, 2013 (-763 days) · Other
- Northwestern Mutual Investment Services,LLC to LPL Financial LLCleft Aug 7, 2007, registered Aug 1, 2007 (-6 days) · Other
- Northwestern Mutual Wealth Management Company to Northwestern Mutual Investment Services,LLCleft Apr 30, 2007, registered Jan 23, 2006 (-462 days) · corporate re-registration, not a move
- Network Planning Advisors, L.L.C. to Northwestern Mutual Wealth Management Companyleft Jan 31, 2006, registered May 20, 2003 (-987 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 35derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address