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Advisor at WELLS FARGO ADVISORS
WEST DES MOINES, IA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Jun 16, 2023 | n/a | yes | WEST DES MOINES, IA | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Jan 3, 2011 | Jun 16, 2023 | no | WEST DES MOINES, IA|CLIVE, IA | Previous registration |
| WELLS FARGO INVESTMENTS, LLC | n/a | Nov 28, 2006 | Jan 3, 2011 | no | DES MOINES, IA | Previous registration |
| DEWAAY CAPITAL MANAGEMENT | Former SEC adviser | Oct 12, 2005 | Nov 29, 2006 | no | WEST DES MOINES, IA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | WELLS FARGO ADVISORS | Jun 16, 2023 | Jun 16, 2023 | 0 | Channel change | Wirehouse to wirehouse |
| WELLS FARGO INVESTMENTS, LLC | WELLS FARGO ADVISORS | Jan 3, 2011 | Jan 3, 2011 | 0 | Bulk transfer | Other |
| DEWAAY CAPITAL MANAGEMENT | WELLS FARGO INVESTMENTS, LLC | Nov 29, 2006 | Nov 28, 2006 | -1 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 19616:11025:IA:2023-06-15 | Jun 16, 2023 | Jun 16, 2023 | CLIVE, IA | Firm change |