DFX Intelligence

C•••••••• C•••••• M••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserother adviserSEC registeredRAUM 1b 10b

C•••••••• C•••••• M••••••••• L••

CRD 127398

MEMPHIS, TN

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Search this name across graphsid dfx:ria:b9151d78-76c9-f981-61a4-a37db348c7cb

Data as of Apr 24, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:11 PM UTC and rebuilt at most every 15 minutes.

Relationships: 31
Dated events: 9
On other graphs: 3
Observed: Nov 10, 2011 to Apr 24, 2026
37 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Venture Capitalidentity

C•••••••• C•••••• M••••••••• L••

Venture manager · key cik, key crd, key sfn adviser, shared crd

Independent Sponsorsidentity

C•••••••• C•••••• M••••••••• L••

Capital provider to sponsors · key cik, key crd, key sfn adviser, shared crd

Private Equityidentity

C•••••••• C•••••• M••••••••• L••

Private equity manager · key cik, key crd, key sfn adviser, shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: other adviserderivedprivate_client_share=0.18 fund_share=0.46 institutional_share=0.36 related_bd=true related_bank=false bd_reps=15.0
Regulatory AUM: $2.5B••• Locked
Discretionary RAUM: $2.5B
Private client RAUM: $460Mderived••• Locked
Private client share: 18%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 14
RAUM per advisor: $182Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
G••••••• P••• M••••	n/a	MEMPHIS, TN	22	35	n/a	yes
M•••••• G•••••• M•••	n/a	MEMPHIS, TN	22	33

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
C•••••••• M•• P•••••••• L••	Other Private Fund	$16.4M	Apr 24, 2026	7	Mar 15, 2019	reported	021-302210
C•• I••••• F•••• L•	Hedge Fund	$6.4M	Mar 26, 2012

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
M••••• G•••••••• P•••	CLASS A MEMBER; MANAGING MEMBER	C	yes	05/2003	Nov 10, 2011	Apr 16, 2024
M•••• M••••••• G••••••	CLASS A MEMBER; MANAGING MEMBER	C	yes	05/2003	Nov 10, 2011	Apr 16, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
C•••••••• S••••••••• L••	n/a	n/a	n/a	Y	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$2.5B	$2.5B	0.6%	$2.0B	7.8%	19	19	0	0

Relationships

Advises (5)

→ C•••••••• I••••••••• F•••• L•••Private fundPrivate Equity Fund, IA
Apr 24, 2026 to presentfactForm ADV
→ C•••••••• I••••••••• F•••••• L•••Private fundPrivate Equity Fund, IA
Apr 24, 2026 to presentfactForm ADV
→ C•••••••• M•• P•••••••• L••Private fundOther Private Fund, IA
Mar 15, 2019 to presentfactForm ADV
→ C•• O•• P•••••••• L•

Dated events

Occurred
Apr 24, 2026
Ria indirect owner change
••• Locked
Form ADVobserved today
Occurred
Apr 24, 2026
Ria indirect owner change
••• Locked
Form ADVobserved today
Occurred
Apr 24, 2026
Ria indirect owner change
••• Locked
Form ADVobserved today
Occurred
Apr 24, 2026

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b9151d78-76c9-f981-61a4-a37db348c7cb
First observed: Nov 10, 2011
Last observed: Apr 24, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.