DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Chickasaw Capital Management, LLC
Latest filing Apr 24, 2026
First filing on the tape Nov 10, 2011 · 37 filings
SEC status approved since Jun 12, 2003
RAUM
$2.5B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
18%
$460M individuals and HNW
Advisors
14
registered through the firm on IAPD
RAUM per advisor
$182M
derived; firm RAUM over IAPD count
Employees
19
10 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
3
reported on Schedule D
History
37 filings and snapshots on the tape
RAUM$2.5B as of Apr 24, 2026
Mar 26, 2012$693M then
HNW client RAUM$426M as of Apr 24, 2026
Mar 29, 2018$792M then
State-registered IARs (5.B.3)14 as of Apr 24, 2026
Mar 26, 20120 then
Employees (5.A)19 as of Apr 24, 2026
Mar 20, 201314 then
Private funds3 as of Apr 24, 2026
Mar 26, 20122 then
RAUM +0.6% over the last fiscal year+7.8% a year over threeIARs 14 to 14
Practice profile
derived from the filing of Apr 24, 2026; every figure names its basis
- RAUM per advisor
- $182MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 23derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.0MderivedHNW RAUM over HNW clients
- Average account
- $5.8MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 36%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.4derivedItem 5.A over advisors
- Advisors per office
- 14.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +0.6%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +1.9%derived
- Compensation
- percentage of assets, performance-based, commissionsreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companies, otherreportedItem 5.G
- Wrap fee program
- participatesreportedItem 5.I
- Custody
- $17.6M, 3 clientsreportedItem 9.A
- Ownership
- controlled by a public reporting companyderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
- controlled by a public reporting company (10.A)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Investment companies$822M32%
- High-net-worth individuals$426M17%
- Charitable organizations$403M16%
- Pooled investment vehicles$353M14%
- Sovereign wealth funds$271M11%
- State and municipal entities$187M7.3%
- Pension and profit-sharing plans$34.0M1.3%
- Individuals$33.7M1.3%
- Insurance companies$12.7M0.5%
- Corporations and businesses$3.0M0.1%
- Individual clients
- 109reported
- HNW clients
- 209reported
- Pension plan clients
- n/areported
- Charitable clients
- 10reported
- Accounts
- 441reported
- Financial planning clients
- reported
- Wrap fee programs
- $0 sponsored, $432M managedreported
- Custody of client assets
- $17.6M for 3 clientsreported
- Compensation
- % of AUM, performance, commissionsreported
- Class basis
- private_client_share=0.18 fund_share=0.46 institutional_share=0.36 related_bd=true related_bank=false bd_reps=15.0derived
Advisors registered through the firm
14 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Geoffrey Paul Mavar | Memphis, Tn | Jan 20, 2004 | 35 y | 0 |
| Matthew Gregory Mead | Memphis, Tn | Feb 4, 2004 | 33 y | 0 |
| Henry Lee Levy | Memphis, Tn | Feb 8, 2005 | 47 y | 0 |
| Robert Mark Thomas Walker | Memphis, Tn | Aug 8, 2005 | 25 y | 0 |
| Luke Butler DavisChartered Financial Analyst | Memphis, Tn | Nov 21, 2014 | 12 y | 0 |
| Scott Bolton WarrenChartered Financial Analyst | Memphis, Tn | Feb 5, 2015 | 12 y | 0 |
| Edward William Kelly | Morristown, Nj | Apr 22, 2015 | 21 y | 0 |
| Jeffrey Lee Gammill | Memphis, Tn | Jul 27, 2016 | 36 y | 2 |
| William James Threadgill | Memphis, Tn | Nov 9, 2016 | 10 y | 0 |
| Andrew Edward Garrett | Memphis, Tn | Dec 6, 2016 | 10 y | 0 |
| Andrew Zoltan LapsleyChartered Financial Analyst | Memphis, Tn | Sep 26, 2018 | 21 y | 0 |
| Ralph William Lettieri | Palos Verdes Estates, Ca | Aug 10, 2020 | 34 y | 3 |
| Steven Michael DelarosaChartered Financial Analyst | Memphis, Tn | Mar 16, 2022 | 31 y | 0 |
| Bryan Francis Bulawa | Memphis, Tn | Dec 2, 2025 | 19 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- Steven James Mayo to Cetera Investment Advisers LLCNov 12, 2018 · Other
- Stefan D Gertsch to Merrill Lynch, Pierce, Fenner & Smith IncorporatedMay 29, 2009 · Other
Joined, latest
- Ralph William Lettieri from Invesco Advisers, Inc.Aug 10, 2020 · Other
- Jeffrey Lee Gammill from UBS Financial Services Inc.Jul 27, 2016 · Other
- Steven James Mayo from Ipi Wealth Management, Inc.Sep 14, 2012 · Other
Private funds
3 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Chickasaw Mlp Partners, LLC | Other Private Fund | $11.8M | 7 | Mar 15, 2019 |
| Ccm Income Fund, LPno longer reported | Hedge Fund | $6.4M | 20 | Mar 26, 2012 |
| Ccm Ocb Partners, LPno longer reported | Venture Capital Fund | $1.2M | 4 | Mar 26, 2012 |
Owners and control persons
Schedule A and B, latest filing
- Paul Geoffrey Mavar · Class A Member; Managing Membercontrolsince 05/2003 · owns 25% to 50%
- Gregory Matthew Mead · Class A Member; Managing Membercontrolsince 05/2003 · owns 25% to 50%
- Francis Bryan Bulawa · Class B Membersince 01/2019 · owns 5% to 10%
- Lee Jeffrey Gammill · Chief Compliance Officersince 01/2019 · owns less than 5%
- Edward Andrew Garrett · Chief Legal Officersince 09/2016 · owns less than 5%
- Mark Thomas Robert Walker · Class B Membersince 01/2013 · owns 5% to 10%
- Esther Judith Messina · Executorsince 03/2020 · owns F of Estate Of David N. Fleischer
- Esther Judith Messina · Trusteesince 01/2020 · owns F of Fleischer 2012 Family Trust
Entity owners
- Estate Of David N. Fleischer · Class C Memberdirect · owns 5% to 10%
- Fleischer 2012 Family Trust · Class C Memberdirect · owns 10% to 25%
Related persons
Schedule D 7.A
- Chickasaw Securities, LLCbroker-dealery
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Memphis, Tn · principal | 14 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 433 to 441Apr 17, 2025 to Mar 27, 2026
- Advisory activities · 4 to 5Apr 17, 2025 to Mar 27, 2026
- HNW clients · 206 to 209Apr 17, 2025 to Mar 27, 2026
- Individual clients · 106 to 109Apr 17, 2025 to Mar 27, 2026
- Pooled vehicle clients · 49 to 52Apr 17, 2025 to Mar 27, 2026
- Assets in custody · $16.5M to $17.6MApr 17, 2025 to Mar 27, 2026
- Private funds · 1 to 3Apr 17, 2025 to Mar 27, 2026
- Discretionary RAUM · $2.5B to $2.5BApr 17, 2025 to Mar 27, 2026
- HNW RAUM · $400M to $426MApr 17, 2025 to Mar 27, 2026
- Individual RAUM · $33.2M to $33.7MApr 17, 2025 to Mar 27, 2026
- Pension RAUM · $33.4M to $34.0MApr 17, 2025 to Mar 27, 2026
- Pooled vehicle RAUM · $270M to $353MApr 17, 2025 to Mar 27, 2026
- RAUM · $2.5B to $2.5BApr 17, 2025 to Mar 27, 2026
- Wrap assets (manager) · $417M to $432MApr 17, 2025 to Mar 27, 2026
- Accounts · 438 to 433Apr 16, 2024 to Apr 17, 2025
- Charity clients · 8 to 10Apr 16, 2024 to Apr 17, 2025
- Corporate clients · 5.0 to unsetApr 16, 2024 to Apr 17, 2025
- HNW clients · 188 to 206Apr 16, 2024 to Apr 17, 2025
- Individual clients · 131 to 106Apr 16, 2024 to Apr 17, 2025
- Pooled vehicle clients · 50 to 49Apr 16, 2024 to Apr 17, 2025
- Assets in custody · $11.8M to $16.5MApr 16, 2024 to Apr 17, 2025
- Financial planning clients · unset to Apr 16, 2024 to Apr 17, 2025
- Discretionary RAUM · $2.0B to $2.5BApr 16, 2024 to Apr 17, 2025
- HNW RAUM · $301M to $400MApr 16, 2024 to Apr 17, 2025
- Individual RAUM · $34.0M to $33.2MApr 16, 2024 to Apr 17, 2025
- Pension RAUM · $27.1M to $33.4MApr 16, 2024 to Apr 17, 2025
- Pooled vehicle RAUM · $219M to $270MApr 16, 2024 to Apr 17, 2025
- RAUM · $2.0B to $2.5BApr 16, 2024 to Apr 17, 2025
- Wrap assets (manager) · $301M to $417MApr 16, 2024 to Apr 17, 2025
- Accounts · 448 to 438Apr 24, 2023 to Mar 28, 2024
- HNW clients · 193 to 188Apr 24, 2023 to Mar 28, 2024
- Individual clients · 136 to 131Apr 24, 2023 to Mar 28, 2024
- Pooled vehicle clients · 51 to 50Apr 24, 2023 to Mar 28, 2024
- Assets in custody · $49.2M to $11.8MApr 24, 2023 to Mar 28, 2024
- Discretionary RAUM · $2.0B to $2.0BApr 24, 2023 to Mar 28, 2024
- HNW RAUM · $281M to $301MApr 24, 2023 to Mar 28, 2024
- Individual RAUM · $32.4M to $34.0MApr 24, 2023 to Mar 28, 2024
- Pension RAUM · $22.9M to $27.1MApr 24, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $245M to $219MApr 24, 2023 to Mar 28, 2024
- RAUM · $2.0B to $2.0BApr 24, 2023 to Mar 28, 2024
Signals
3 dated events
- Chickasaw Capital Management, Llc reported RAUM $2.5B, up 28% from $2.0B (2024-04-16 to 2025-04-17)Apr 17, 2025 · RAUM change · derived
- Chickasaw Capital Management, Llc reported RAUM $1.9B, down 46% from $3.5B (2020-06-23 to 2021-03-16)Mar 16, 2021 · RAUM change · derived
- Chickasaw Capital Management, Llc reported RAUM $3.5B, down 28% from $4.9B (2019-01-02 to 2019-03-15)Mar 15, 2019 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
- Chickasaw Capital Management, LLC · Independent Sponsorsshared crd · capital_provider
- Chickasaw Capital Management, LLC · Private Equityshared crd · organization
- Chickasaw Capital Management, LLC · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/COMPANY/CHICKASAW-CAPITAL-MANAGEMENT-LLCreportedpublic record, Form ADV, Sep 17, 2026
- Website
- CHICKASAWCAP.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 901-537-1866reportedpublic record, Form ADV, Apr 24, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $182Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026