DFX Intelligence

S••• A••••• M••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)13 years in industry

S••• A••••• M••••••

Advisor at P•• W••••• M•••••••••

Coral Gables, FL

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Search this name across graphsid dfx:ria:b9153296-f560-7313-fe48-9fc0cf59c23f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:36 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jun 28, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•• W••••• M•••••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jun 28, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P•• W••••• M•••••••••	Bd affiliated wealth	Mar 12, 2026	n/a	yes	Coral Gables, FL	Current employment
W•••• F•••• A•••••••	Wirehouse	Sep 16, 2022	Sep 26, 2025	no	HOMESTEAD, FL\|CHATHAM, NJ	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	P•• W••••• M•••••••••	Sep 26, 2025	Mar 12, 2026	167	Firm change	Wirehouse to ibd
W•••• F•••• A•••••••	W•••• F•••• A•••••••	Sep 16, 2022	Sep 16, 2022

Team moves

••• Locked

Team	Left	Joined	From	Kind
19616:11025:NJ:2022-09-02	Sep 16, 2022	Sep 16, 2022	SHORT HILLS, NJ	Firm change

Relationships

Registered with (4)

→ P•• W••••• M•••••••••Registered adviserregistration: current employment
Mar 12, 2026 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Sep 16, 2022 to Sep 26, 2025factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Sep 9, 2016 to Sep 16, 2022factForm ADV
→ M••••• S••••••

Dated events

Occurred
Sep 26, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b9153296-f560-7313-fe48-9fc0cf59c23f
First observed: Jun 28, 2013
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.