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Advisor at SEASIDE WEALTH MANAGEMENT, INC.
CARLSBAD, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| SEASIDE WEALTH MANAGEMENT, INC. | Independent wealth | Jun 15, 2020 | n/a | yes | CARLSBAD, CA | Current employment |
| NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | No RAUM reported | Mar 16, 2015 | Jun 23, 2020 | no | ALBUQUERQUE, NM | Previous registration |
| THORNBURG INVESTMENT MANAGEMENT INC | Asset manager | Jun 10, 2014 | Feb 9, 2015 | no | SANTA FE, NM | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | SEASIDE WEALTH MANAGEMENT, INC. | Jun 23, 2020 | Jun 15, 2020 | -8 | Firm change | Other |
| THORNBURG INVESTMENT MANAGEMENT INC | NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | Feb 9, 2015 | Mar 16, 2015 | 35 | Firm change | Other |