DFX Intelligence
Reading the graph
Reading the graph
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Advisor at T•• I••••••••• M••••••••• C•••••• L••
LOS ANGELES, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| T•• I••••••••• M••••••••• C•••••• L•• | Asset manager | Oct 14, 2024 | n/a | yes | LOS ANGELES, CA | Current employment |
| B•••••••• F••• A••••••• | Asset manager | Oct 27, 2009 | Oct 1, 2024 | no | SAN FRANCISCO, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| B•••••••• F••• A••••••• | T•• I••••••••• M••••••••• C•••••• L•• | Oct 1, 2024 | Oct 14, 2024 | 13 | Firm change | Other |
| N••••• F••• A•••••••• L•• | B•••••••• F••• A••••••• | Sep 25, 2009 | Oct 27, 2009 |
| N••••• F••• A•••••••• L•• | Asset manager | Oct 14, 2008 | Sep 25, 2009 | no | CHICAGO, IL | Previous registration |
| C•••••••• G••••• M•••••• I••• | Bd affiliated wealth | Mar 21, 2007 | Sep 17, 2008 | no | CHICAGO, IL | Previous registration |
| 32 |
| Firm change |
| Other |
| C•••••••• G••••• M•••••• I••• | N••••• F••• A•••••••• L•• | Sep 17, 2008 | Oct 14, 2008 | 27 | Firm change | Other |