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Advisor at HIGHTOWER ADVISORS, LLC
CHICAGO, IL | DALLAS, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| HIGHTOWER ADVISORS, LLC | Bd affiliated wealth | Jun 30, 2025 | n/a | yes | CHICAGO, IL|DALLAS, TX | Current employment |
| SMITH ANGLIN FINANCIAL, LLC | Former SEC adviser | Oct 25, 2017 | Jul 30, 2025 | no | DALLAS, TX | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Oct 22, 2013 | Aug 14, 2017 | no | ALLEN, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SMITH ANGLIN FINANCIAL, LLC | HIGHTOWER ADVISORS, LLC | Jul 30, 2025 | Jun 30, 2025 | -30 | Firm change | RIA to ibd |
| LPL FINANCIAL LLC | SMITH ANGLIN FINANCIAL, LLC | Aug 14, 2017 | Oct 25, 2017 | 72 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 144386:145323:TX:2025-07-30 | Jul 30, 2025 | Jun 30, 2025 | DALLAS, TX | Firm change |