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RIA / WealthRegistered adviserformer SEC adviserleft the SEC rosterRAUM 1b 10b

SMITH ANGLIN FINANCIAL, LLC

CRD 144386

DALLAS, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f1156cb8-1ffa-06d6-fee4-6a1ea2b5189b

Data as of May 1, 2025 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:37 AM UTC and rebuilt at most every 15 minutes.

Relationships: 25
Dated events: 22
On other graphs: 1
Observed: Dec 23, 2011 to May 1, 2025
28 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Family Officesidentity

Smith Anglin Financial, LLC

Family office · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $2.0BItem 5.F on the latest filing (2025-05-01); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.9B
Private client RAUM: $2.0BderivedItem 5.D individuals plus high net worth individuals
Private client share: 99%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 16
Advisory employees: 16
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 3,824
Individual clients: 736
High net worth clients: 642
Custody, client assets: $1.1B
SEC number: 801-68157
CIK: 1553540
CRD: 144386
Filings on the tape: 28
First filed: Dec 23, 2011
Latest filed: May 1, 2025
Organised: Limited Liability Company, TX

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ANGLIN, STEVEN, WAYNE	MANAGING MEMBER / CHIEF COMPLIANCE OFFICER	C	yes	08/2007	Dec 23, 2011	Sep 23, 2024
LOTT, CHRISTOPHER, BRIAN	MANAGING MEMBER	C	yes	08/2007	Dec 23, 2011	Sep 23, 2024
MOXLEY, REGIS, SCOTT	MANAGING MEMBER	C	yes	08/2007	Dec 23, 2011	Sep 23, 2024
POLLOCK, WESTON, ALAN	MANAGING MEMBER	C	yes	08/2007	Dec 23, 2011	Sep 23, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2023	Mar 6, 2024	$1.6B	$1.5B	16	16	0	n/a	n/a
2022	Mar 16, 2023	$1.2B	$1.2B	16	16	0	n/a	n/a
2021	Mar 29, 2022	$1.3B	$1.3B	15	14	0	n/a	n/a
2020	Mar 19, 2021	$1.0B	$984M	14	13	0	n/a	n/a
2019	Mar 10, 2020	$816M	$793M	12	12	0	n/a	n/a
2018	Mar 18, 2019	$722M	$701M	20	12	0	n/a	n/a
2017	Mar 9, 2018	$683M	$661M	14	13	0	n/a	n/a
2016	Mar 13, 2017	$412M	$394M	18	9	n/a	n/a	n/a
2015	Mar 23, 2016	$402M	$387M	18	10	n/a	n/a	n/a
2014	Mar 10, 2015	$471M	$454M	14	10	n/a	n/a	n/a
2013	Mar 27, 2014	$469M	$447M	17	11	n/a	n/a	n/a
2012	Mar 26, 2013	$357M	$344M	15	7	n/a	n/a	n/a
2011	Mar 13, 2012	$330M	$296M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2023	$2.0B	$1.2B	61.6%	$1.0B	26.0%	16	16	0	0

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
HIGHTOWER ADVISORS, LLC	15	Jul 30, 2025	Jul 12, 2025	DALLAS, TX	Firm absorbed	RIA to ibd	100.0%

Relationships

Registered with (20)

← ERICK BYRUM DAHLAdvisorregistration: previous registration
May 4, 2017 to Aug 8, 2025factForm ADV
← CASEY J VOGELAdvisorregistration: previous registration
Oct 24, 2022 to Aug 8, 2025factForm ADV
← BRIAN MICHAEL BERGMANAdvisorregistration: previous registration
Nov 29, 2021 to Aug 8, 2025factForm ADV
← JEFFREY SCOTT DUNNAdvisorregistration: previous registration
Jul 3, 2023 to Aug 8, 2025factForm ADV
← Weston Alan PollockAdvisorregistration: previous registration
Aug 17, 2007 to Jul 30, 2025factForm ADV
← CHRISTOPHER LOTTAdvisorregistration: previous registration
Aug 17, 2007 to Jul 30, 2025factForm ADV
← Steven Wayne AnglinAdvisorregistration: previous registration
Aug 17, 2007 to Jul 30, 2025factForm ADV
← DAN C. DRUMMONDAdvisorregistration: previous registration
Feb 19, 2014 to Jul 30, 2025factForm ADV
← DAVID CAMARILLOAdvisorregistration: previous registration
Feb 19, 2014 to Jul 30, 2025factForm ADV
← DEBRA FAYE SELVIDGEAdvisorregistration: previous registration
Feb 21, 2014 to Jul 30, 2025factForm ADV
← ROGER VINCENT MEADORSAdvisorregistration: previous registration
Oct 25, 2017 to Jul 30, 2025factForm ADV
← JOHN S SNIDERAdvisorregistration: previous registration
Jul 27, 2017 to Jul 30, 2025factForm ADV
← Tara Marie WilliamsAdvisorregistration: previous registration
Apr 9, 2025 to Jul 30, 2025factForm ADV
← Wayne WorthingtonAdvisorregistration: previous registration
May 20, 2019 to Jul 30, 2025factForm ADV
← William Pierce GlennAdvisorregistration: previous registration
Apr 13, 2022 to Jul 30, 2025factForm ADV
← Harrison Spencer HamiltonAdvisorregistration: previous registration
Apr 22, 2022 to Jun 6, 2025factForm ADV
← Jared Wesley FordAdvisorregistration: previous registration
May 6, 2020 to Oct 27, 2022factForm ADV
← CHARLES RAYMOND MAYSAdvisorregistration: previous registration
Feb 10, 2014 to Jun 20, 2019factForm ADV
← PHILIP JOSEPH FLOYDAdvisorregistration: previous registration
Aug 17, 2007 to Jan 15, 2014factForm ADV
← ANDREW CHRISTOPHER HUNTAdvisorregistration: previous registration
Mar 11, 2009 to Nov 10, 2011factForm ADV

Moved with (1)

→ HIGHTOWER ADVISORS, LLCRegistered adviser15 advisors, firm absorbed
Jul 30, 2025 to Jul 12, 2025factForm ADV

Controls (4)

← POLLOCK, WESTON, ALANOwnerMANAGING MEMBER, ownership code C, individual
Dec 23, 2011 to Sep 23, 2024factForm ADV
← LOTT, CHRISTOPHER, BRIANOwnerMANAGING MEMBER, ownership code C, individual
Dec 23, 2011 to Sep 23, 2024factForm ADV
← ANGLIN, STEVEN, WAYNEOwnerMANAGING MEMBER / CHIEF COMPLIANCE OFFICER, ownership code C, individual
Dec 23, 2011 to Sep 23, 2024factForm ADV
← MOXLEY, REGIS, SCOTTOwnerMANAGING MEMBER, ownership code C, individual
Dec 23, 2011 to Sep 23, 2024factForm ADV

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Aug 8, 2025
Advisor changed firm
Casey J Vogel left Smith Anglin Financial, Llc for Hightower Advisors, Llc (registered 2025-07-07)
Form ADVobserved 4 days ago
Occurred
Aug 8, 2025
Advisor changed firm
Brian Michael Bergman left Smith Anglin Financial, Llc for Hightower Advisors, Llc (registered 2025-07-12)
Form ADVobserved 4 days ago
Occurred
Aug 8, 2025
Advisor changed firm
Erick Byrum Dahl left Smith Anglin Financial, Llc for Hightower Advisors, Llc (registered 2025-07-02)
Form ADVobserved 4 days ago
Occurred
Aug 8, 2025
Advisor changed firm
Jeffrey Scott Dunn left Smith Anglin Financial, Llc for Hightower Advisors, Llc (registered 2025-07-02)
Form ADVobserved 4 days ago
Occurred
Jul 30, 2025
Firm absorbed
Smith Anglin Financial, LLC's advisors moved to Hightower Advisors, LLC (Dallas, TX): 15 of 15 registered, within 9 days
Form ADVobserved 3 days ago
15 advisors
Occurred
Jul 30, 2025
Advisor changed firm
Tara Marie Williams left Smith Anglin Financial, Llc for Hightower Advisors, Llc (registered 2025-07-03)
Form ADVobserved 4 days ago
Occurred
Jul 30, 2025
Advisor changed firm
Weston Alan Pollock left Smith Anglin Financial, Llc for Hightower Advisors, Llc (registered 2025-07-08)
Form ADVobserved 4 days ago
Occurred
Jul 30, 2025
Advisor changed firm
Roger Vincent Meadors left Smith Anglin Financial, Llc for Hightower Advisors, Llc (registered 2025-06-30)
Form ADVobserved 4 days ago
Occurred
Jul 30, 2025
Advisor changed firm
Steven Wayne Anglin left Smith Anglin Financial, Llc for Hightower Advisors, Llc (registered 2025-07-08)
Form ADVobserved 4 days ago
Occurred
Jul 30, 2025
Advisor changed firm
William Pierce Glenn left Smith Anglin Financial, Llc for Hightower Advisors, Llc (registered 2025-07-09)
Form ADVobserved 4 days ago
Occurred
Jul 30, 2025
Advisor changed firm
Dan C. Drummond left Smith Anglin Financial, Llc for Hightower Advisors, Llc (registered 2025-07-07)
Form ADVobserved 4 days ago
Occurred
Jul 30, 2025
Advisor changed firm
David Camarillo left Smith Anglin Financial, Llc for Hightower Advisors, Llc (registered 2025-07-07)
Form ADVobserved 4 days ago
Occurred
Jul 30, 2025
Advisor changed firm
Debra Faye Selvidge left Smith Anglin Financial, Llc for Hightower Advisors, Llc (registered 2025-07-07)
Form ADVobserved 4 days ago
Occurred
Jul 30, 2025
Advisor changed firm
Christopher Lott left Smith Anglin Financial, Llc for Hightower Advisors, Llc (registered 2025-07-07)
Form ADVobserved 4 days ago
Occurred
Jul 30, 2025
Advisor changed firm
Wayne Worthington left Smith Anglin Financial, Llc for Hightower Advisors, Llc (registered 2025-07-07)
Form ADVobserved 4 days ago
Occurred
Jul 30, 2025
Advisor changed firm
John S Snider left Smith Anglin Financial, Llc for Hightower Advisors, Llc (registered 2025-07-08)
Form ADVobserved 4 days ago
Occurred
Jun 6, 2025
Advisor changed firm
Harrison Spencer Hamilton left Smith Anglin Financial, Llc for Sunbelt Securities (registered 2025-06-04)
Form ADVobserved 4 days ago
Occurred
May 1, 2025
Regulatory AUM changed
Smith Anglin Financial, Llc reported RAUM $2.0B, up 28% from $1.6B (2024-09-23 to 2025-05-01)
Form ADVobserved 4 days ago
$440M
Occurred
Mar 6, 2024
Regulatory AUM changed
Smith Anglin Financial, Llc reported RAUM $1.6B, up 26% from $1.2B (2023-03-16 to 2024-03-06)
Form ADVobserved 4 days ago
$326M
Occurred
Oct 27, 2022
Advisor changed firm
Jared Wesley Ford left Smith Anglin Financial, Llc for Avantax Advisory Services (registered 2022-10-27)
Form ADVobserved 4 days ago
Occurred
Mar 29, 2022
Regulatory AUM changed
Smith Anglin Financial, Llc reported RAUM $1.3B, up 30% from $1.0B (2021-03-19 to 2022-03-29)
Form ADVobserved 4 days ago
$303M

Show 1 bookkeeping events

Occurred
Sep 2, 2025
Smith Anglin Financial, Llc no longer on the SEC adviser roster (last listed 2025-08-01, RAUM $2.0B)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f1156cb8-1ffa-06d6-fee4-6a1ea2b5189b
First observed: Dec 23, 2011
Last observed: May 1, 2025 16 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

SMITH ANGLIN FINANCIAL, LLC

CRD 144386

DALLAS, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f1156cb8-1ffa-06d6-fee4-6a1ea2b5189b

Data as of May 1, 2025 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:37 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ANGLIN, STEVEN, WAYNE

MANAGING MEMBER / CHIEF COMPLIANCE OFFICER

yes

08/2007

Dec 23, 2011

Sep 23, 2024

LOTT, CHRISTOPHER, BRIAN

MANAGING MEMBER

yes

08/2007

Dec 23, 2011

Sep 23, 2024

MOXLEY, REGIS, SCOTT

MANAGING MEMBER

yes

08/2007

Dec 23, 2011

Sep 23, 2024

POLLOCK, WESTON, ALAN

MANAGING MEMBER

yes

08/2007

Dec 23, 2011

Sep 23, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2023

Mar 6, 2024

$1.6B

$1.5B

n/a

2022

Mar 16, 2023

$1.2B

n/a

2021

Mar 29, 2022

$1.3B

n/a

2020

Mar 19, 2021

$1.0B

$984M

n/a

2019

Mar 10, 2020

$816M

$793M

n/a

2018

Mar 18, 2019

$722M

$701M

n/a

2017

Mar 9, 2018

$683M

$661M

n/a

2016

Mar 13, 2017

$412M

$394M

n/a

2015

Mar 23, 2016

$402M

$387M

n/a

2014

Mar 10, 2015

$471M

$454M

n/a

2013

Mar 27, 2014

$469M

$447M

n/a

2012

Mar 26, 2013

$357M

$344M

n/a

2011

Mar 13, 2012

$330M

$296M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2023

$2.0B

$1.2B

61.6%

$1.0B

26.0%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

HIGHTOWER ADVISORS, LLC

Jul 30, 2025

Jul 12, 2025

DALLAS, TX

Firm absorbed

RIA to ibd

100.0%