DFX Intelligence

Data Factory

RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

OCTANT QUANTITATIVE INVESTMENT MANAGEMENT LLC

CRD 165355

SALT LAKE CITY, UT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b94092d1-bb22-347e-b92e-0ea2c0fbeacc

Data as of Feb 19, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:07 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 3
On other graphs: 0
Observed: Mar 23, 2017 to Feb 19, 2026
23 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.06 fund_share=0.93 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $128MItem 5.F on the latest filing (2026-02-19); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $128M
Private client RAUM: $7.2MderivedItem 5.D individuals plus high net worth individuals
Private client share: 6%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 3
RAUM per advisor: $42.7Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 3
Advisory employees: 2
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 58
High net worth clients: 6
SEC number: 801-80940
CRD: 165355
Filings on the tape: 23
First filed: Mar 23, 2017
Latest filed: Feb 19, 2026
Organised: Limited Liability Company, UT
Website: octantqim.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
MICHAEL JAMES THORNTON	Chartered Financial Analyst	SALT LAKE CITY, UT	13	15	n/a	no
DAVID TAYLOR HOLLEY	n/a	SALT LAKE CITY, UT	13	22	n/a	no
Evan David Holley	n/a	SALT LAKE CITY, UT	9	10	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
HOLLEY, DAVID, TAYLOR	MANAGING MEMBER	D	yes	08/2012	Mar 23, 2017	Nov 19, 2024
THORNTON, MICHAEL, JAMES	MANAGING MEMBER - CCO	D	yes	08/2012	Mar 23, 2017	Nov 19, 2024

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Jackson	Wy	United States	0	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Feb 19, 2026	$128M	$128M	3	2	0	n/a	n/a
2024	Feb 21, 2025	$110M	$110M	3	2	1	n/a	n/a
2023	Feb 6, 2024	$157M	$157M	3	2	1	n/a	n/a
2022	Mar 22, 2023	$166M	$166M	3	2	1	n/a	n/a
2021	Jan 31, 2022	$358M	$358M	3	3	1	n/a	n/a
2020	Jan 26, 2021	$219M	$219M	3	3	1	n/a	n/a
2019	Jan 15, 2020	$117M	$117M	3	3	1	n/a	n/a
2018	Jan 29, 2019	$134M	$134M	3	3	0	n/a	n/a
2017	Jan 17, 2018	$164M	$164M	3	3	0	n/a	n/a
2016	Mar 23, 2017	$105M	$105M	2	2	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$128M	$110M	16.6%	$166M	-8.3%	3	3	0	1

Relationships

Registered with (3)

← Evan David HolleyAdvisorregistration: current employment
Aug 14, 2017 to presentfactForm ADV
← MICHAEL JAMES THORNTONAdvisorregistration: current employment
Jan 8, 2013 to presentfactForm ADV
← DAVID TAYLOR HOLLEYAdvisorregistration: current employment
Jan 8, 2013 to presentfactForm ADV

Controls (2)

← THORNTON, MICHAEL, JAMESOwnerMANAGING MEMBER - CCO, ownership code D, individual
Mar 23, 2017 to Nov 19, 2024factForm ADV
← HOLLEY, DAVID, TAYLOROwnerMANAGING MEMBER, ownership code D, individual
Mar 23, 2017 to Nov 19, 2024factForm ADV

Dated events

Occurred
Mar 22, 2023
Regulatory AUM changed
Octant Quantitative Investment Management Llc reported RAUM $166.2M, down 54% from $357.6M (2022-03-11 to 2023-03-22)
Form ADVobserved 5 days ago
$-191M
Occurred
Jan 31, 2022
Regulatory AUM changed
Octant Quantitative Investment Management Llc reported RAUM $357.6M, up 63% from $219.4M (2021-02-26 to 2022-01-31)
Form ADVobserved 5 days ago
$138M
Occurred
Jan 26, 2021
Regulatory AUM changed
Octant Quantitative Investment Management Llc reported RAUM $219.4M, up 88% from $116.6M (2020-11-24 to 2021-01-26)
Form ADVobserved 5 days ago
$103M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b94092d1-bb22-347e-b92e-0ea2c0fbeacc
First observed: Mar 23, 2017
Last observed: Feb 19, 2026 7 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

OCTANT QUANTITATIVE INVESTMENT MANAGEMENT LLC

CRD 165355

SALT LAKE CITY, UT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b94092d1-bb22-347e-b92e-0ea2c0fbeacc

Data as of Feb 19, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:07 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

MICHAEL JAMES THORNTON

Chartered Financial Analyst

SALT LAKE CITY, UT

n/a

DAVID TAYLOR HOLLEY

n/a

SALT LAKE CITY, UT

n/a

Evan David Holley

n/a

SALT LAKE CITY, UT

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

HOLLEY, DAVID, TAYLOR

MANAGING MEMBER

yes

08/2012

Mar 23, 2017

Nov 19, 2024

THORNTON, MICHAEL, JAMES

MANAGING MEMBER - CCO

yes

08/2012

Mar 23, 2017

Nov 19, 2024

City

State

Country

Employees

Also broker-dealer

Jackson

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Feb 19, 2026

$128M

n/a

2024

Feb 21, 2025

$110M

n/a

2023

Feb 6, 2024

$157M

n/a

2022

Mar 22, 2023

$166M

n/a

2021

Jan 31, 2022

$358M

n/a

2020

Jan 26, 2021

$219M

n/a

2019

Jan 15, 2020

$117M

n/a

2018

Jan 29, 2019

$134M

n/a

2017

Jan 17, 2018

$164M

n/a

2016

Mar 23, 2017

$105M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$128M

$110M

16.6%

$166M

-8.3%