DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
O••••• Q••••••••• I••••••••• M••••••••• L••
Latest filing Feb 19, 2026
First filing on the tape Mar 23, 2017 · 23 filings
SEC status approved since Feb 5, 2015
RAUM
$128M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
5.6%
$7.2M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$42.7M
derived; firm RAUM over IAPD count
Employees
3
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
23 filings and snapshots on the tape
RAUM$128M as of Feb 19, 2026
Mar 23, 2017$105M then
HNW client RAUM$7.1M as of Feb 19, 2026
Jan 17, 2018$11.3M then
State-registered IARs (5.B.3)3 as of Feb 19, 2026
Mar 23, 20172 then
Employees (5.A)3 as of Feb 19, 2026
Mar 23, 20172 then
Private funds: no history
RAUM +17% over the last fiscal year-8.3% a year over threeIARs 3 to 3offices 1 to 0
Practice profile
derived from the filing of Feb 19, 2026; every figure names its basis
- RAUM per advisor
- $42.7MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.2MderivedHNW RAUM over HNW clients
- Average account
- $2.2MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 1.9%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +17%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Other investment advisers$113M88%
- High-net-worth individuals$7.1M5.5%
- Pooled investment vehicles$5.4M4.2%
- Charitable organizations$2.4M1.9%
- Individuals$139,4750.1%
- Individual clients
- n/areported
- HNW clients
- 6reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 58reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.06 fund_share=0.93 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| M•••••• J•••• T•••••••Chartered Financial Analyst | Salt Lake City, Ut | Jan 8, 2013 | 15 y | 0 |
| D•••• T••••• H••••• | Salt Lake City, Ut | Jan 8, 2013 | 22 y | 0 |
| E••• D•••• H••••• | Salt Lake City, Ut | Aug 14, 2017 | 10 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- H•••••• D••••• T••••• · Managing Membercontrolsince 08/2012 · owns 50% to 75%
- T•••••••• M••••••• J•••• · Managing Member - Ccocontrolsince 08/2012 · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Salt Lake City, Ut · principal | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Jackson, WY
What changed
consecutive filings, newest first
- Accounts · 60 to 58Feb 21, 2025 to Feb 19, 2026
- Other offices · 1 to 0Feb 21, 2025 to Feb 19, 2026
- Discretionary RAUM · $110M to $128MFeb 21, 2025 to Feb 19, 2026
- HNW RAUM · $5.6M to $7.1MFeb 21, 2025 to Feb 19, 2026
- Individual RAUM · $346,937 to $139,475Feb 21, 2025 to Feb 19, 2026
- Pooled vehicle RAUM · $4.8M to $5.4MFeb 21, 2025 to Feb 19, 2026
- RAUM · $110M to $128MFeb 21, 2025 to Feb 19, 2026
- HNW clients · 8 to 6Nov 19, 2024 to Feb 21, 2025
- Financial planning clients · unset to Nov 19, 2024 to Feb 21, 2025
- Discretionary RAUM · $157M to $110MNov 19, 2024 to Feb 21, 2025
- HNW RAUM · $9.2M to $5.6MNov 19, 2024 to Feb 21, 2025
- Individual RAUM · $319,327 to $346,937Nov 19, 2024 to Feb 21, 2025
- Pooled vehicle RAUM · $4.6M to $4.8MNov 19, 2024 to Feb 21, 2025
- RAUM · $157M to $110MNov 19, 2024 to Feb 21, 2025
- Accounts · 61 to 60Apr 5, 2023 to Feb 6, 2024
- HNW clients · 9 to 8Apr 5, 2023 to Feb 6, 2024
- Discretionary RAUM · $166M to $157MApr 5, 2023 to Feb 6, 2024
- HNW RAUM · $7.0M to $9.2MApr 5, 2023 to Feb 6, 2024
- Individual RAUM · $1.1M to $319,327Apr 5, 2023 to Feb 6, 2024
- Pooled vehicle RAUM · $5.5M to $4.6MApr 5, 2023 to Feb 6, 2024
- RAUM · $166M to $157MApr 5, 2023 to Feb 6, 2024
- Accounts · 66 to 61Mar 11, 2022 to Mar 22, 2023
- Advisory employees · 3 to 2Mar 11, 2022 to Mar 22, 2023
- HNW clients · 12 to 9Mar 11, 2022 to Mar 22, 2023
- HQ city · JACKSON to SALT LAKE CITYMar 11, 2022 to Mar 22, 2023
- HQ state · WY to UTMar 11, 2022 to Mar 22, 2023
- Discretionary RAUM · $358M to $166MMar 11, 2022 to Mar 22, 2023
- HNW RAUM · $13.1M to $7.0MMar 11, 2022 to Mar 22, 2023
- Individual RAUM · $332,739 to $1.1MMar 11, 2022 to Mar 22, 2023
- Pooled vehicle RAUM · $10.8M to $5.5MMar 11, 2022 to Mar 22, 2023
- RAUM · $358M to $166MMar 11, 2022 to Mar 22, 2023
- Accounts · 68 to 66Feb 26, 2021 to Jan 31, 2022
- Discretionary RAUM · $219M to $358MFeb 26, 2021 to Jan 31, 2022
- HNW RAUM · $20.4M to $13.1MFeb 26, 2021 to Jan 31, 2022
- Individual RAUM · $1.5M to $332,739Feb 26, 2021 to Jan 31, 2022
- Pooled vehicle RAUM · $5.6M to $10.8MFeb 26, 2021 to Jan 31, 2022
- RAUM · $219M to $358MFeb 26, 2021 to Jan 31, 2022
- Business name · M•••••••• A•••• M••••••••• L•• to O••••• Q••••••••• I••••••••• M••••••••• L••Feb 25, 2021 to Feb 26, 2021
- Legal name · M•••••••• A•••• M••••••••• L•• to O••••• Q••••••••• I••••••••• M••••••••• L••Feb 25, 2021 to Feb 26, 2021
- Advisory activities · 2 to 3Nov 24, 2020 to Jan 26, 2021
Signals
3 dated events
- O••••• Q••••••••• I••••••••• M••••••••• L•• reported RAUM $166.2M, down 54% from $357.6M (2022-03-11 to 2023-03-22)Mar 22, 2023 · RAUM change · derived
- O••••• Q••••••••• I••••••••• M••••••••• L•• reported RAUM $357.6M, up 63% from $219.4M (2021-02-26 to 2022-01-31)Jan 31, 2022 · RAUM change · derived
- O••••• Q••••••••• I••••••••• M••••••••• L•• reported RAUM $219.4M, up 88% from $116.6M (2020-11-24 to 2021-01-26)Jan 26, 2021 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/octant-quantitative-investment-managemereportedpublic record, Form ADV, Sep 18, 2026
- Website
- o••••••••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 307-201-6275reportedpublic record, Form ADV, Feb 19, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- $42.7Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026