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RIA / WealthAdvisordual registered (broker-dealer)31 years in industry

KONSTANTIN SOLOMON PRIVES

Advisor at RBC SECURITIES, INC.

NEW YORK, NY | GREAT NECK, NY | Torrance, CA | Melville, NY

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Search this name across graphsid dfx:ria:b9451bd8-d431-3ab3-45c4-29c990421970

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:59 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Oct 27, 1997 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RBC SECURITIES, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 28, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Jan 28, 1995
First registration: Oct 27, 1997
Dual registered: yes, broker-dealer
Other names: KONSTANTIN PRIVES|STAN PRIVES
IAPD individual key: 2581509

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RBC SECURITIES, INC.	Bd affiliated wealth	Mar 4, 2026	n/a	yes	Torrance, CA\|NEW YORK, NY\|GREAT NECK, NY\|Melville, NY	Current employment
FLAGSTAR SECURITIES, INC.	Independent wealth	Mar 31, 2011	Mar 4, 2026	no	New York, NY\|NEW YORK, NY\|NEW YORK, NY\|New York, NY	Previous registration
HSBC SECURITIES (USA) INC.	Bd affiliated wealth	Jul 27, 2006	Feb 10, 2011	no	BROOKLYN, NY\|NEW YORK, NY	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Oct 27, 1997	Apr 4, 2006	no	NEW YORK, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FLAGSTAR SECURITIES, INC.	RBC SECURITIES, INC.	Mar 4, 2026	Mar 4, 2026	0	Firm change	RIA to ibd
HSBC SECURITIES (USA) INC.	FLAGSTAR SECURITIES, INC.	Feb 10, 2011	Mar 31, 2011	49	Firm change	Other
CHASE INVESTMENT SERVICES CORP.	HSBC SECURITIES (USA) INC.	Apr 4, 2006	Jul 27, 2006	114	Firm change	Other

Relationships

Registered with (4)

→ RBC SECURITIES, INC.Registered adviserregistration: current employment
Mar 4, 2026 to presentfactForm ADV
→ FLAGSTAR SECURITIES, INC.Registered adviserregistration: previous registration
Mar 31, 2011 to Mar 4, 2026factForm ADV
→ HSBC SECURITIES (USA) INC.Registered adviserregistration: previous registration
Jul 27, 2006 to Feb 10, 2011factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Oct 27, 1997 to Apr 4, 2006factForm ADV

Dated events

Occurred
Mar 4, 2026
Advisor changed firm
Konstantin Solomon Prives left Flagstar Securities, Inc. for Rbc Securities, Inc. (registered 2026-03-04)
Form ADVobserved 6 days ago