DFX Intelligence

C••• R•••••• B•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner12 years in industry

C••• R•••••• B•••••

Advisor at C•• S•••••••• S••••••• L••

PHOENIX, AZ

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Search this name across graphsid dfx:ria:b951551c-c080-9694-7d71-40afce189ef5

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:26 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Nov 6, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•• S•••••••• S••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Oct 18, 2013earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•• S•••••••• S••••••• L••	State registered	Sep 8, 2023	n/a	yes	PHOENIX, AZ	Current employment
V••••••• A•••••••• I•••	Bd affiliated wealth	Oct 2, 2015	Jul 26, 2022	no	SCOTTSDALE, AZ	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
V••••••• A•••••••• I•••	C•• S•••••••• S••••••• L••	Jul 26, 2022	Sep 8, 2023	409	Firm change after gap	Ibd to state RIA
E•••••••• A•••••••• L••	V••••••• A•••••••• I•••	Jan 9, 2014	Oct 2, 2015

Relationships

Registered with (3)

→ C•• S•••••••• S••••••• L••Registered adviserregistration: current employment
Sep 8, 2023 to presentfactForm ADV
→ V••••••• A•••••••• I•••Registered adviserregistration: previous registration
Oct 2, 2015 to Jul 26, 2022factForm ADV
→ E•••••••• A•••••••• L••Registered adviserregistration: previous registration
Nov 6, 2013 to Jan 9, 2014factForm ADV

Dated events

Occurred
Jul 26, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b951551c-c080-9694-7d71-40afce189ef5
First observed: Nov 6, 2013
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.