C••• R•••••• B•••••

Professional profile

••• Lockedreportedadviserinfo.sec.govForm ADV Item 1.I, Sep 14, 2026

Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.

• C•• S•••••••• S••••••• L•• state registered current
  since Sep 8, 2023 · Phoenix, Az
• V••••••• A•••••••• I••• BD affiliated
  Oct 2, 2015 to Jul 26, 2022 · Scottsdale, Az
• E•••••••• A•••••••• L•• national BD
  Nov 6, 2013 to Jan 9, 2014 · Phoenix, Az

• V••••••• A•••••••• I••• to C•• S•••••••• S••••••• L••
  left Jul 26, 2022, registered Sep 8, 2023 (409 days) · Affiliated broker-dealer or bank to a state-registered adviser
• E•••••••• A•••••••• L•• to V••••••• A•••••••• I•••
  left Jan 9, 2014, registered Oct 2, 2015 (631 days) · Other

• ••• Locked
  Jul 26, 2022 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

STATE REGISTEREDderived

Years in industry

12derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address