DFX Intelligence

K••• J••••• M•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)11 years in industry

K••• J••••• M•••••

Advisor at P•••••••• A•••••• S•••••••

Timnath, CO

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Search this name across graphs

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:08 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 3
On other graphs: 0
Observed: Apr 3, 2023 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•••••••• A•••••• S•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jun 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P•••••••• A•••••• S•••••••	Bd affiliated wealth	Jul 28, 2026	n/a	yes	Timnath, CO	Current employment
W•••• F•••• A•••••••	Wirehouse	Dec 13, 2024	Jul 13, 2026	no	DENVER, CO\|FORT COLLINS, CO	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	P•••••••• A•••••• S•••••••	Jul 13, 2026	Jul 28, 2026	15	Firm change	Wirehouse to ibd
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	W•••• F•••• A•••••••	Jul 22, 2024	Dec 13, 2024

Team moves

••• Locked

Team	Left	Joined	From	Kind
149777:7691:AZ:2023-08-11	Aug 24, 2023	Sep 12, 2023	GILBERT, AZ	Firm change

Relationships

Registered with (4)

→ P•••••••• A•••••• S•••••••Registered adviserregistration: current employment
Jul 28, 2026 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Dec 13, 2024 to Jul 13, 2026factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Sep 12, 2023 to Jul 22, 2024factForm ADV
→ M••••• S••••••

Dated events

Order

Occurred
13 Jul 2026
Advisor changed firm
••• Locked
Form ADV
Occurred
22 Jul 2024
Advisor changed firm
••• Locked
Form ADV
Occurred
24 Aug 2023
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Apr 3, 2023
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.