DFX Intelligence

E••••• G•••••• W•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner24 years in industry

E••••• G•••••• W•••••••

Advisor at B••••• A•••••••

MILL VALLEY, CA | DOWNINGTOWN, PA

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Search this name across graphsid dfx:ria:b9599774-5b1e-87e3-da9c-f6b38c754bc6

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:15 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Oct 27, 2014 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B••••• A•••••••
Current firm class: no raum reportedderived
Book size: not public••• Locked
Industry start: Feb 8, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B••••• A•••••••	No RAUM reported	Jun 12, 2026	n/a	yes	MILL VALLEY, CA\|DOWNINGTOWN, PA	Current employment
F••••	Independent wealth	Jun 8, 2021	Jun 3, 2026	no	Downingtown, PA\|WEST PALM BEACH, FL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F••••	B••••• A•••••••	Jun 3, 2026	Jun 12, 2026	9	Firm change	RIA to new firm
C••••••• P•••••• W•••••	F••••	May 10, 2021	Jun 8, 2021

Team moves

••• Locked

Team	Left	Joined	From	Kind
20472:106743:PA:2020-08-12	Aug 12, 2020	Aug 21, 2020	RADNOR, PA	Firm change

Relationships

Registered with (5)

→ B••••• A•••••••Registered adviserregistration: current employment
Jun 12, 2026 to presentfactForm ADV
→ F••••Registered adviserregistration: previous registration
Jun 8, 2021 to Jun 3, 2026factForm ADV
→ C••••••• P•••••• W•••••Registered adviserregistration: previous registration
Aug 21, 2020 to May 10, 2021factForm ADV
→ A••••• A•• P••••••• S•••••••

Dated events

Occurred
Jun 3, 2026
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b9599774-5b1e-87e3-da9c-f6b38c754bc6
First observed: Oct 27, 2014
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.