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Advisor at FACTOR WEALTH MANAGEMENT
CHICAGO, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| FACTOR WEALTH MANAGEMENT | Independent wealth | Sep 3, 2009 | n/a | yes | CHICAGO, IL | Current employment |
| LWI FINANCIAL INC. | Former SEC adviser | Sep 29, 2004 | Jul 31, 2009 | no | LOS ANGELES, CA | Previous registration |
| LORING WARD CAPITAL MANAGEMENT INC. | n/a | Jul 8, 2004 | Sep 30, 2004 | no | LOS ANGELES, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LWI FINANCIAL INC. | FACTOR WEALTH MANAGEMENT | Jul 31, 2009 | Sep 3, 2009 | 34 | Firm change | Other |
| LORING WARD CAPITAL MANAGEMENT INC. | LWI FINANCIAL INC. | Sep 30, 2004 | Sep 29, 2004 | -1 | Firm change | Other |