This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0

Regulatory AUM

$781MItem 5.F on the latest filing (2026-06-08); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$765M

Private client RAUM

$781MderivedItem 5.D individuals plus high net worth individuals

Private client share

100%derivedprivate client RAUM over total RAUM

Advisors on IAPD

5

RAUM per advisor

$156Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book

Employees

8

Advisory employees

5

Offices

0Schedule D 1.F, beyond the principal office

Accounts

880

Individual clients

64

High net worth clients

175

Custody, client assets

$386M

SEC number

801-34937

CRD

104708

Filings on the tape

32

First filed

Mar 27, 2012

Latest filed

Jun 8, 2026

Organised

Corporation, IL

• Occurred

  Mar 19, 2024
  Regulatory AUM changed

  Factor Wealth Management reported RAUM $582.7M, up 34% from $433.7M (2023-06-09 to 2024-03-19)

  Form ADVobserved 4 days ago
  $149M
• Occurred

  Jul 20, 2021
  Control person left

  Stancati Eileen Clune (President & Ceo) no longer on Schedule A of Factor Wealth Management (listed 2021-03-23, absent 2021-07-20)

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:d10a52cb-6edb-18ff-bdbb-53ed5dbd1695

First observed

Mar 27, 2012

Last observed

Jun 8, 2026 3 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.