DFX Intelligence

M•••••• G•••• R••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner27 years in industry

M•••••• G•••• R••••••

Advisor at L••••••• I••••••••• A•••••••• L•••

SYRACUSE, IN

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Search this name across graphsid dfx:ria:b968f7ff-8db5-1a86-a921-d492c5b5d138

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:06 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Aug 8, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L••••••• I••••••••• A•••••••• L•••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Apr 12, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 15derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L••••••• I••••••••• A•••••••• L•••	State registered	Sep 21, 2011	n/a	yes	SYRACUSE, IN	Current employment
B•• H••••• F•••••••• A•••••••• I••	Former SEC adviser	Jun 18, 2007	Sep 29, 2011	no	KOKOMO, IN	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B•• H••••• F•••••••• A•••••••• I••	L••••••• I••••••••• A•••••••• L•••	Sep 29, 2011	Sep 21, 2011	-8	Firm change	Other
O•• F••••••••	B•• H••••• F•••••••• A•••••••• I••	Jun 7, 2007	Jun 18, 2007

Relationships

Registered with (3)

→ L••••••• I••••••••• A•••••••• L•••Registered adviserregistration: current employment
Sep 21, 2011 to presentfactForm ADV
→ B•• H••••• F•••••••• A•••••••• I••Registered adviserregistration: previous registration
Jun 18, 2007 to Sep 29, 2011factForm ADV
→ O•• F••••••••Registered adviserregistration: previous registration
Aug 8, 2006 to Jun 7, 2007factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b968f7ff-8db5-1a86-a921-d492c5b5d138
First observed: Aug 8, 2006
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.