RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• G•••• R••••••
- L••••••• I••••••••• A•••••••• L••• state registered currentsince Sep 21, 2011 · Syracuse, In
- B•• H••••• F•••••••• A•••••••• I•• formerJun 18, 2007 to Sep 29, 2011 · Kokomo, In
- O•• F•••••••• formerAug 8, 2006 to Jun 7, 2007 · Concord, Ca
- B•• H••••• F•••••••• A•••••••• I•• to L••••••• I••••••••• A•••••••• L•••left Sep 29, 2011, registered Sep 21, 2011 (-8 days) · Other
- O•• F•••••••• to B•• H••••• F•••••••• A•••••••• I••left Jun 7, 2007, registered Jun 18, 2007 (11 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address