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Advisor at THE AMERIFLEX GROUP
Punta Gorda, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| THE AMERIFLEX GROUP | Bd affiliated wealth | Mar 4, 2022 | n/a | yes | Punta Gorda, FL | Current employment |
| CETERA ADVISOR NETWORKS LLC | Former SEC adviser | May 20, 2021 | Feb 25, 2022 | no | BOCA RATON, FL | Previous registration |
| SUMMIT FINANCIAL GROUP INC | Former SEC adviser | Sep 27, 2019 | May 20, 2021 | no | BOCA RATON, FL | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Oct 9, 2007 | Nov 18, 2008 | no | GRAND RAPIDS, MI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CETERA ADVISOR NETWORKS LLC | THE AMERIFLEX GROUP | Feb 25, 2022 | Mar 4, 2022 | 7 | Firm change | Ibd to RIA |
| SUMMIT FINANCIAL GROUP INC | CETERA ADVISOR NETWORKS LLC | May 20, 2021 | May 20, 2021 | 0 | Channel change | Ibd to ibd |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | SUMMIT FINANCIAL GROUP INC | Nov 18, 2008 | Sep 27, 2019 | 3,965 | Firm change after gap | Wirehouse to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 109485:13572:FL:2021-05-20 | May 20, 2021 | May 20, 2021 | BOCA RATON, FL | Firm change |