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RIA / WealthAdvisordual registered (broker-dealer)30 years in industry

Mark Wojtowicz

Advisor at CETERA INVESTMENT ADVISERS LLC

Glastonbury, CT | EL SEGUNDO, CA

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Search this name across graphsid dfx:ria:b984d324-01a7-6dd3-7559-a0ad786ef49d

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:20 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 2
On other graphs: 0
Observed: May 13, 2004 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CETERA INVESTMENT ADVISERS LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 23, 1995earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 7
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Oct 23, 1995
First registration: May 13, 2004
Dual registered: yes, broker-dealer
Other names: MARK WOJO
IAPD individual key: 2613904

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Jun 29, 2023	n/a	yes	Glastonbury, CT\|EL SEGUNDO, CA	Current employment
ASSETMARK, INC.	Bd affiliated wealth	Feb 14, 2022	May 26, 2022	no	Glastonbury, CT\|CONCORD, CA	Previous registration
MML INVESTORS SERVICES, LLC	Bd affiliated wealth	May 24, 2019	Jan 4, 2022	no	SPRINGFIELD, MA	Previous registration
VOYA FINANCIAL ADVISORS, INC.	Bd affiliated wealth	Feb 13, 2015	Mar 18, 2019	no	GLASTONBURY, CT\|Windsor, CT	Previous registration
GLOBALT INVESTMENTS	Former SEC adviser	Aug 7, 2013	Mar 24, 2014	no	ATLANTA, GA	Previous registration
GLOBALT INC	Former SEC adviser	Apr 19, 2013	Aug 6, 2013	no	ATLANTA, GA	Previous registration
GLOBALT INC	Former SEC adviser	Mar 2, 2012	Sep 17, 2012	no	ATLANTA, GA	Previous registration
BNY MELLON ADVISORS, INC.	Bank affiliated wealth	May 13, 2004	Dec 13, 2011	no	NEW YORK, NY\|MALVERN, PA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ASSETMARK, INC.	CETERA INVESTMENT ADVISERS LLC	May 26, 2022	Jun 29, 2023	399	Firm change	Ibd to ibd
MML INVESTORS SERVICES, LLC	ASSETMARK, INC.	Jan 4, 2022	Feb 14, 2022	41	Firm change	Ibd to ibd
VOYA FINANCIAL ADVISORS, INC.	MML INVESTORS SERVICES, LLC	Mar 18, 2019	May 24, 2019	67	Firm change	Ibd to ibd
GLOBALT INVESTMENTS	VOYA FINANCIAL ADVISORS, INC.	Mar 24, 2014	Feb 13, 2015	326	Firm change	Other
GLOBALT INC	GLOBALT INVESTMENTS	Aug 6, 2013	Aug 7, 2013	1	Channel change	Other
BNY MELLON ADVISORS, INC.	GLOBALT INC	Dec 13, 2011	Mar 2, 2012	80	Firm change	Other

Relationships

Registered with (7)

→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: current employment
Jun 29, 2023 to presentfactForm ADV
→ ASSETMARK, INC.Registered adviserregistration: previous registration
Feb 14, 2022 to May 26, 2022factForm ADV
→ MML INVESTORS SERVICES, LLCRegistered adviserregistration: previous registration
May 24, 2019 to Jan 4, 2022factForm ADV
→ VOYA FINANCIAL ADVISORS, INC.Registered adviserregistration: previous registration
Feb 13, 2015 to Mar 18, 2019factForm ADV
→ GLOBALT INVESTMENTSRegistered adviserregistration: previous registration
Aug 7, 2013 to Mar 24, 2014factForm ADV
→ GLOBALT INCRegistered adviserregistration: previous registration
Apr 19, 2013 to Aug 6, 2013factForm ADV
→ BNY MELLON ADVISORS, INC.Registered adviserregistration: previous registration
May 13, 2004 to Dec 13, 2011factForm ADV

Dated events

Occurred
May 26, 2022
Advisor changed firm
Mark Wojtowicz left Assetmark, Inc. for Cetera Investment Advisers Llc (registered 2023-06-29)
Form ADVobserved 6 days ago
Occurred
Jan 4, 2022
Advisor changed firm
Mark Wojtowicz left Mml Investors Services, Llc for Assetmark, Inc. (registered 2022-02-14)
Form ADVobserved 6 days ago