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Advisor at WELLS FARGO ADVISORS
NAPA, CA | SANTA ROSA, CA | HUNTINGTON BEACH, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Jun 2, 2010 | n/a | yes | NAPA, CA|NAPA, CA|SANTA ROSA, CA|HUNTINGTON BEACH, CA | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | May 14, 2010 | May 25, 2010 | no | NAPA, CA | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Feb 1, 2007 | May 17, 2010 | no | NAPA, CA|NAPA, CA|NAPA, CA|CLEARLAKE, CA|ROSEVILLE, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | WELLS FARGO ADVISORS | May 25, 2010 | Jun 2, 2010 | 8 | Firm change | Wirehouse to wirehouse |
| WELLS FARGO ADVISORS | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | May 17, 2010 | May 14, 2010 | -3 | Firm change | Wirehouse to wirehouse |