DFX Intelligence

O••••• Z••• K••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner19 years in industry

O••••• Z••• K••••••••

Advisor at C••• L••

OMAHA, NE | Fairmont, MN

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Search this name across graphsid dfx:ria:b994582b-58f5-8e2c-a195-8fe934f816b8

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:58 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Dec 23, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Feb 6, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••• L••	Bd affiliated wealth	Oct 7, 2024	n/a	yes	Fairmont, MN\|OMAHA, NE	Current employment
S•••• F•••••••• P•••••••• L••	Former SEC adviser	Nov 1, 2021	Jan 2, 2025	no	FAIRMONT, MN	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••• F•••••••• P•••••••• L••	C••• L••	Jan 2, 2025	Oct 7, 2024	-87	Firm change after gap	RIA to ibd
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	S•••• F•••••••• P•••••••• L••	Nov 17, 2021	Nov 1, 2021

Team moves

••• Locked

Team	Left	Joined	From	Kind
316739:155344:MN:2025-01-02	Jan 2, 2025	Oct 7, 2024	FAIRMONT, MN	Firm change after gap
149018:316739:MN:2021-11-09	Nov 17, 2021	Nov 1, 2021	FAIRMONT, MN	Firm change

Relationships

Registered with (3)

→ C••• L••Registered adviserregistration: current employment
Oct 7, 2024 to presentfactForm ADV
→ S•••• F•••••••• P•••••••• L••Registered adviserregistration: previous registration
Nov 1, 2021 to Jan 2, 2025factForm ADV
→ R•••••• J•••• F•••••••• S••••••• A•••••••• I••Registered adviserregistration: previous registration
Dec 23, 2013 to Nov 17, 2021factForm ADV

Dated events

Occurred
Jan 2, 2025
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b994582b-58f5-8e2c-a195-8fe934f816b8
First observed: Dec 23, 2013
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.