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RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

WILLIAM ROBERT BECKER

Advisor at KESTRA ADVISORY SERVICES, LLC

Mars, PA | AUSTIN, TX | Naples, FL

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Search this name across graphsid dfx:ria:b997db3c-f581-7c3a-e977-4e05d8901620

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:08 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jan 5, 2001 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: KESTRA ADVISORY SERVICES, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 12, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 3
Exams: S65|S63
First exam: Jan 12, 2000
First registration: Jan 5, 2001
Dual registered: yes, broker-dealer
IAPD individual key: 4039045

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
KESTRA ADVISORY SERVICES, LLC	Bd affiliated wealth	Nov 8, 2022	n/a	yes	Mars, PA\|Naples, FL\|AUSTIN, TX	Current employment
WELLS FARGO ADVISORS	Wirehouse	Dec 2, 2015	Nov 14, 2022	no	MARS, PA\|BONITA SPRINGS, FL\|NAPLES, FL	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Aug 30, 2012	Dec 11, 2015	no	BONITA SPRINGS, FL\|CANONSBURG, PA\|BONITA SPRINGS, FL	Previous registration
GOLDMAN SACHS WEALTH SERVICES, L.P.	Bd affiliated wealth	Jan 5, 2001	May 3, 2010	no	CANONSBURG, PA\|TROY, MI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WELLS FARGO ADVISORS	KESTRA ADVISORY SERVICES, LLC	Nov 14, 2022	Nov 8, 2022	-6	Firm change	Wirehouse to ibd
UBS FINANCIAL SERVICES INC.	WELLS FARGO ADVISORS	Dec 11, 2015	Dec 2, 2015	-9	Firm change	Wirehouse to wirehouse
GOLDMAN SACHS WEALTH SERVICES, L.P.	UBS FINANCIAL SERVICES INC.	May 3, 2010	Aug 30, 2012	850	Firm change after gap	Other

Relationships

Registered with (4)

→ KESTRA ADVISORY SERVICES, LLCRegistered adviserregistration: current employment
Nov 8, 2022 to presentfactForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Dec 2, 2015 to Nov 14, 2022factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Aug 30, 2012 to Dec 11, 2015factForm ADV
→ GOLDMAN SACHS WEALTH SERVICES, L.P.Registered adviserregistration: previous registration
Jan 5, 2001 to May 3, 2010factForm ADV

Dated events

Occurred
Nov 14, 2022
Advisor changed firm
William Robert Becker left Wells Fargo Advisors for Kestra Advisory Services, Llc (registered 2022-11-08)
Form ADVobserved 4 days ago