DFX Intelligence

S•••• G•••• M••••••••• C••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserAsset managerSEC registeredRAUM 1b 10b

S•••• G•••• M••••••••• C••••••• L••

CRD 318780

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Data as of Aug 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:21 PM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 7
On other graphs: 0
Observed: Feb 9, 2022 to Aug 14, 2026
8 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $1.1B••• Locked
Discretionary RAUM: $1.1B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 3

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
S•••• G•••• H•••••••• L••	Other Private Fund	$558M	Aug 14, 2026	102	Feb 9, 2022	reported	021-394705
S•••• G•••• C••••• H•••••••• L••	Other Private Fund	$495M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B••••••• R••••••• J•••	Owner	E	yes	01/2023	Feb 9, 2022	Oct 31, 2024
B••••••• R••••••• J•••	MANAGER, CO-CEO	C	yes	11/2021	Feb 9, 2022	Oct 31, 2024

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
ANNA MARIA	FL	United States	3	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 24, 2026

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.1B	$685M	53.7%	$438M	34.0%	3	3	1	1

Relationships

Advises (2)

→ S•••• G•••• C••••• H•••••••• L••Private fundOther Private Fund, IA
Feb 9, 2022 to presentfactForm ADV
→ S•••• G•••• H•••••••• L••Private fundOther Private Fund, IA
Feb 9, 2022 to presentfactForm ADV

Controls (6)

← B••••• P•••• M••••••OwnerOWNER, ownership code E, individual
Feb 9, 2022 to Oct 31, 2024factForm ADV
← B••••••• R••••••• J•••

Dated events

Order

Occurred
14 Aug 2026
Ria private fund assets change
••• Locked
Form ADV
$636M
Occurred
14 Aug 2026
Private fund gav change2 events
Private fund gav change: 2 on 14 Aug 2026
$283M to $353M
- ••• Locked$353M
- ••• Locked$283M
Occurred
24 Mar 2026
Regulatory AUM changed
••• Locked
Form ADV
$203M
Occurred
21 Mar 2025
Regulatory AUM changed
••• Locked
Form ADV
$237M
Occurred
22 Mar 2023
Regulatory AUM changed
••• Locked
Form ADV
$129M

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Feb 9, 2022
Last observed: Aug 14, 2026 40 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.