DFX Intelligence

C••••• R•••••• S••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisordual registered (broker-dealer)23 years in industry

C••••• R•••••• S••••

Advisor at M•••••• F•••••••• S••••••• C•••••••••

SAN ANTONIO, TX | New Braunfels, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b99f1e63-4b62-8e96-d7af-fdf5f21d23d8

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:34 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Nov 13, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•••••• F•••••••• S••••••• C•••••••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Nov 12, 2002earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 18derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•••••• F•••••••• S••••••• C•••••••••	State registered	Nov 13, 2007	n/a	yes	SAN ANTONIO, TX\|New Braunfels, TX	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Jan 4, 2006	Mar 19, 2007	no	SAN ANTONIO, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	M•••••• F•••••••• S••••••• C•••••••••	Mar 19, 2007	Nov 13, 2007	239	Firm change	Other
W•••••• • R•••	L•• F•••••••• L••	Dec 20, 2005	Jan 4, 2006

Relationships

Registered with (4)

→ M•••••• F•••••••• S••••••• C•••••••••Registered adviserregistration: current employment
Nov 13, 2007 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Jan 4, 2006 to Mar 19, 2007factForm ADV
→ W•••••• • R•••Registered adviserregistration: previous registration
Feb 27, 2003 to Dec 20, 2005factForm ADV
→ A••••••••• F•••••••• S•••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b99f1e63-4b62-8e96-d7af-fdf5f21d23d8
First observed: Nov 13, 2002
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.