P•••••• D••••

Advisor at J••• M••••• S••••••••• L••

Phoenix, AZ

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Search this name across graphsid dfx:ria:b9a36897-c825-a278-9621-2cd9a6e81760

Data as of Sep 19, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:44 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 5
On other graphs: 0
Observed: Aug 25, 2021 to Sep 19, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J••• M••••• S••••••••• L••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Aug 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
J••• M••••• S••••••••• L••	Wirehouse	Aug 28, 2026	n/a	yes	Phoenix, AZ	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Oct 2, 2023	Aug 19, 2026	no	SALT LAKE CITY, UT\|SCOTTSDALE, AZ	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	J••• M••••• S••••••••• L••	Aug 19, 2026	Aug 28, 2026	9	Firm change	Ibd to wirehouse
Z•••• C•••••• A•••••••• I•••	L•• F•••••••• L••	Sep 26, 2023	Oct 2, 2023

Relationships

Registered with (3)

→ J••• M••••• S••••••••• L••Registered adviserregistration: current employment
Aug 28, 2026 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Oct 2, 2023 to Aug 19, 2026factForm ADV
→ Z•••• C•••••• A•••••••• I•••Registered adviserregistration: previous registration
Aug 2, 2022 to Sep 26, 2023factForm ADV

Dated events

2 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Aug 19, 2026
Advisor changed firm
P•••••• D•••• left L•• F•••••••• L•• for J••• M••••• S••••••••• L•• (registered 2026-08-28)
Form ADVobserved 7 days ago
Occurred
Sep 26, 2023
Advisor changed firm
P•••••• D•••• left Z•••• C•••••• A•••••••• I••• for L•• F•••••••• L•• (registered 2023-10-02)
Form ADVobserved 7 days ago
Occurred
Apr 13, 2022
Advisor changed firm
P•••••• D•••• left L•• F•••••••• L•• for Z•••• C•••••• A•••••••• I••• (registered 2022-08-02)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b9a36897-c825-a278-9621-2cd9a6e81760
First observed: Aug 25, 2021
Last observed: Sep 19, 2026 3 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.