DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Preston Davis

J.P. Morgan Securities LLCwirehousePhoenix, Azdual registrantIAPD 7380364

Feed of 09/14/2026

Also filed as Preston Matthew Davis

At current firm

0 y

since Aug 28, 2026

In the industry

11 y

since Aug 1, 2015 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

J.P. Morgan Securities LLC wirehouse current
since Aug 28, 2026 · Phoenix, Az
LPL Financial LLC BD affiliated
Oct 2, 2023 to Aug 19, 2026 · Salt Lake City, Ut
Zions Capital Advisors, Inc. institutional
Aug 2, 2022 to Sep 26, 2023 · Scottsdale, Az
LPL Financial LLC BD affiliated
Aug 25, 2021 to Apr 13, 2022 · Scottsdale, Az

Moves

a registration end followed by a registration begin elsewhere

LPL Financial LLC to J.P. Morgan Securities LLC
left Aug 19, 2026, registered Aug 28, 2026 (9 days) · Affiliated broker-dealer or bank to wirehouse
Zions Capital Advisors, Inc. to LPL Financial LLC
left Sep 26, 2023, registered Oct 2, 2023 (6 days) · Other
LPL Financial LLC to Zions Capital Advisors, Inc.
left Apr 13, 2022, registered Aug 2, 2022 (111 days) · Other

Signals

Preston Davis left Lpl Financial Llc for J.P. Morgan Securities Llc (registered 2026-08-28)
Aug 19, 2026 · Advisor changed firm · fact
Preston Davis left Zions Capital Advisors, Inc. for Lpl Financial Llc (registered 2023-10-02)
Sep 26, 2023 · Advisor changed firm · fact
Preston Davis left Lpl Financial Llc for Zions Capital Advisors, Inc. (registered 2022-08-02)
Apr 13, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 11derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address